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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARES icon
1151
Ares Management
ARES
$27.4B
$10K ﹤0.01%
132
+80
+154% +$6.51K
BBDC icon
1152
Barings BDC
BBDC
$858M
$10K ﹤0.01%
1,000
– –
BKR icon
1153
Baker Hughes
BKR
$55.6B
$10K ﹤0.01%
437
– –
BXP icon
1154
Boston Properties
BXP
$10.8B
$10K ﹤0.01%
92
+6
+7% +$691
CBRL icon
1155
Cracker Barrel
CBRL
$1.16B
$10K ﹤0.01%
81
-106
-57% -$14.1K
CMG icon
1156
Chipotle Mexican Grill
CMG
$41.1B
$10K ﹤0.01%
300
-50
-14% -$1.76K
AGNT
1157
AGNT Inc
AGNT
$636M
$10K ﹤0.01%
+290
New +$12K
HOLX
1158
DELISTED
Hologic
HOLX
$10K ﹤0.01%
140
-543
-80% -$39.9K
HYD icon
1159
VanEck High Yield Muni ETF
HYD
$4.43B
$10K ﹤0.01%
165
– –
JKHY icon
1160
Jack Henry & Associates
JKHY
$10.5B
$10K ﹤0.01%
63
-11
-15% -$1.78K
KIDS icon
1161
OrthoPediatrics
KIDS
$481M
$10K ﹤0.01%
177
– –
KMPR icon
1162
Kemper
KMPR
$1.63B
$10K ﹤0.01%
180
– –
KRE icon
1163
State Street SPDR S&P Regional Banking ETF
KRE
$4.82B
$10K ﹤0.01%
151
– –
KSS icon
1164
Kohl's
KSS
$2.06B
$10K ﹤0.01%
+200
New +$10.2K
MLN icon
1165
VanEck Long Muni ETF
MLN
$680M
$10K ﹤0.01%
500
– –
MSCI icon
1166
MSCI
MSCI
$40.2B
$10K ﹤0.01%
17
-2
-11% -$1.25K
OZK icon
1167
Bank OZK
OZK
$5.47B
$10K ﹤0.01%
237
– –
PZA icon
1168
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$10K ﹤0.01%
400
– –
SCHB icon
1169
Schwab US Broad Market ETF
SCHB
$42.7B
$10K ﹤0.01%
528
-67,236
-99% -$1.24M
SCZ icon
1170
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$10K ﹤0.01%
148
-57
-28% -$4.23K
SMFG icon
1171
Sumitomo Mitsui Financial
SMFG
$165B
$10K ﹤0.01%
1,571
-103
-6% -$698
SPH icon
1172
Suburban Propane Partners
SPH
$1.22B
$10K ﹤0.01%
750
-13
-2% -$197
SPOT icon
1173
Spotify
SPOT
$96.4B
$10K ﹤0.01%
47
+13
+38% +$3.25K
STAG icon
1174
STAG Industrial
STAG
$7.74B
$10K ﹤0.01%
222
-1,372
-86% -$59.8K
VRM icon
1175
Vroom Inc
VRM
$38.1M
$10K ﹤0.01%
+13
New +$17.5K
45 46
47
48 49

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.