Carroll Financial Associates’s Barings BDC BBDC Stock Holding History

Carroll Financial Associates’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1152
2021 Q3	$11K	Hold	1,000	–	–	﹤0.01%	1160
2021 Q2	$10K	Hold	1,000	–	–	﹤0.01%	1279
2021 Q1	$9K	Hold	1,000	–	–	﹤0.01%	1230
2020 Q4	$9K	Hold	1,000	–	–	﹤0.01%	1134
2020 Q3	$8K	Hold	1,000	–	–	﹤0.01%	1084
2020 Q2	$7K	Hold	1,000	–	–	﹤0.01%	1107
2020 Q1	$7K	Hold	1,000	–	–	﹤0.01%	1027
2019 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1042
2019 Q3	$10K	Hold	1,000	–	–	﹤0.01%	997
2019 Q2	$9K	Hold	1,000	–	–	﹤0.01%	1036
2019 Q1	$9K	Hold	1,000	–	–	﹤0.01%	960
2018 Q4	$9K	Sell	1,000 -1,100	-52%	-$10.9K	﹤0.01%	875
2018 Q3	$21K	Hold	2,100	–	–	﹤0.01%	688
2018 Q2	$24K	Sell	2,100 -58,100	-97%	-$666K	﹤0.01%	628
2018 Q1	$670K	Sell	60,200 -61,200	-50%	-$665K	0.07%	138
2017 Q4	$1.15M	Buy	121,400 +100,300	+475%	+$1.1M	0.13%	103
2017 Q3	$296K	Buy	21,100 +16,900	+402%	+$255K	0.03%	226
2017 Q2	$74K	Hold	4,200	–	–	0.01%	422
2017 Q1	$80K	Buy	4,200 +1,000	+31%	+$19.2K	0.01%	395
2016 Q4	$58K	Hold	3,200	–	–	0.01%	437
2016 Q3	$63K	Sell	3,200 -1,900	-37%	-$37.5K	0.01%	425
2016 Q2	$98K	Hold	5,100	–	–	0.02%	335
2016 Q1	$104K	Hold	5,100	–	–	0.02%	307
2015 Q4	$97K	Hold	5,100	–	–	0.02%	293
2015 Q3	$89K	Buy	+5,100	New	+$103K	0.02%	296
2015 Q2	–	Sell	-2,100	Closed	-$48K	–	1071
2015 Q1	$48K	Sell	2,100 -3,000	-59%	-$67K	0.02%	286
2014 Q4	$111K	Buy	+5,100	New	+$116K	0.07%	162

Other funds holding BBDC

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

Carroll Financial Associates's BBDC Position: Q4 2021 in Review

Carroll Financial Associates held its Barings BDC (BBDC) position steady in Q4 2021 at 1,000 shares worth $10K. The position accounts for ﹤0.01% of the portfolio, ranked #1152.

Carroll Financial Associates first reported a position in BBDC in Q4 2014 and has held it in 28 quarters since. The position peaked at $1.15M in Q4 2017. 114 funds tracked by Wall St. Rank hold BBDC as of Q4 2021.

Carroll Financial Associates held 1,000 shares of Barings BDC worth $10K as of Q4 2021.
Carroll Financial Associates left its Barings BDC share count unchanged in Q4 2021.
Barings BDC made up ﹤0.01% of Carroll Financial Associates's portfolio in Q4 2021, its #1152 holding.
Carroll Financial Associates first reported a position in Barings BDC in Q4 2014 and has held it in 28 quarters since.
Carroll Financial Associates's Barings BDC position peaked at $1.15M in Q4 2017.
114 funds tracked by Wall St. Rank held Barings BDC as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.