CFA

Carroll Financial Associates’s Barings BDC BBDC Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1152
2021 Q3	$11K	Hold	1,000	–	–	﹤0.01%	1160
2021 Q2	$10K	Hold	1,000	–	–	﹤0.01%	1279
2021 Q1	$9K	Hold	1,000	–	–	﹤0.01%	1230
2020 Q4	$9K	Hold	1,000	–	–	﹤0.01%	1134
2020 Q3	$8K	Hold	1,000	–	–	﹤0.01%	1084
2020 Q2	$7K	Hold	1,000	–	–	﹤0.01%	1107
2020 Q1	$7K	Hold	1,000	–	–	﹤0.01%	1027
2019 Q4	$10K	Hold	1,000	–	–	﹤0.01%	1042
2019 Q3	$10K	Hold	1,000	–	–	﹤0.01%	997
2019 Q2	$9K	Hold	1,000	–	–	﹤0.01%	1036
2019 Q1	$9K	Hold	1,000	–	–	﹤0.01%	960
2018 Q4	$9K	Sell	1,000 -1,100	-52%	-$9.9K	﹤0.01%	875
2018 Q3	$21K	Hold	2,100	–	–	﹤0.01%	688
2018 Q2	$24K	Sell	2,100 -58,100	-97%	-$664K	﹤0.01%	628
2018 Q1	$670K	Sell	60,200 -61,200	-50%	-$681K	0.07%	138
2017 Q4	$1.15M	Buy	121,400 +100,300	+475%	+$952K	0.13%	103
2017 Q3	$296K	Buy	21,100 +16,900	+402%	+$237K	0.03%	226
2017 Q2	$74K	Hold	4,200	–	–	0.01%	422
2017 Q1	$80K	Buy	4,200 +1,000	+31%	+$19K	0.01%	395
2016 Q4	$58K	Hold	3,200	–	–	0.01%	437
2016 Q3	$63K	Sell	3,200 -1,900	-37%	-$37.4K	0.01%	425
2016 Q2	$98K	Hold	5,100	–	–	0.02%	335
2016 Q1	$104K	Hold	5,100	–	–	0.02%	307
2015 Q4	$97K	Hold	5,100	–	–	0.02%	293
2015 Q3	$89K	Buy	+5,100	New	+$89K	0.02%	296
2015 Q2	–	Sell	-2,100	Closed	-$48K	–	1071
2015 Q1	$48K	Sell	2,100 -3,000	-59%	-$68.6K	0.02%	286
2014 Q4	$111K	Buy	+5,100	New	+$111K	0.07%	162