We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPNG icon
1126
Coupang
CPNG
$28.1B
$11K ﹤0.01%
400
– –
DLB icon
1127
Dolby
DLB
$4.65B
$11K ﹤0.01%
124
– –
GGG icon
1128
Graco
GGG
$12.9B
$11K ﹤0.01%
147
– –
HAL icon
1129
Halliburton
HAL
$27.3B
$11K ﹤0.01%
489
+106
+28% +$2.51K
PPLI
1130
People Inc
PPLI
$3.14B
$11K ﹤0.01%
107
– –
KB icon
1131
KB Financial Group
KB
$42.4B
$11K ﹤0.01%
230
-11
-5% -$523
LII icon
1132
Lennox International
LII
$18.7B
$11K ﹤0.01%
35
– –
MGEE icon
1133
MGE Energy Inc
MGEE
$3.11B
$11K ﹤0.01%
150
– –
MIDD icon
1134
Middleby
MIDD
$5.93B
$11K ﹤0.01%
61
-1
-2% -$182
OMC icon
1135
Omnicom Group
OMC
$22.2B
$11K ﹤0.01%
151
-8
-5% -$569
PENN icon
1136
PENN Entertainment
PENN
$2.71B
$11K ﹤0.01%
234
– –
PEY icon
1137
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.12B
$11K ﹤0.01%
530
– –
RYAAY icon
1138
Ryanair
RYAAY
$29.3B
$11K ﹤0.01%
265
-3
-1% -$131
SPXC icon
1139
SPX Corp
SPXC
$11B
$11K ﹤0.01%
200
– –
SU icon
1140
Suncor Energy
SU
$78.4B
$11K ﹤0.01%
450
-118
-21% -$2.87K
THO icon
1141
Thor Industries
THO
$3.9B
$11K ﹤0.01%
114
– –
URBN icon
1142
Urban Outfitters
URBN
$5.96B
$11K ﹤0.01%
400
– –
WDC icon
1143
Western Digital
WDC
$192B
$11K ﹤0.01%
249
-2
-0.8% -$87
XLB icon
1144
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$11K ﹤0.01%
248
– –
GAP
1145
The Gap Inc
GAP
$6.8B
$11K ﹤0.01%
635
– –
RCM
1146
DELISTED
R1 RCM Inc. Common Stock
RCM
$11K ﹤0.01%
450
– –
LSXMA
1147
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$11K ﹤0.01%
312
– –
HEP
1148
DELISTED
Holly Energy Partners, L.P.
HEP
$11K ﹤0.01%
721
– –
BSJM
1149
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$11K ﹤0.01%
490
– –
AZPN
1150
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$11K ﹤0.01%
73
-1
-1% -$151
44 45
46
47 48

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.