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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
1076
TC Energy
TRP
$72.9B
$14K ﹤0.01%
300
– –
TSI
1077
TCW Strategic Income Fund
TSI
$212M
$14K ﹤0.01%
2,443
+1,193
+95% +$6.88K
URE icon
1078
ProShares Ultra Real Estate
URE
$57.7M
$14K ﹤0.01%
131
– –
JBTM
1079
JBT Marel
JBTM
$6.99B
$14K ﹤0.01%
+92
New +$14.4K
ABCB icon
1080
Ameris Bancorp
ABCB
$6B
$13K ﹤0.01%
271
– –
BCS icon
1081
Barclays
BCS
$93.3B
$13K ﹤0.01%
1,259
– –
BKD icon
1082
Brookdale Senior Living
BKD
$3.46B
$13K ﹤0.01%
2,716
– –
BOND icon
1083
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.27B
$13K ﹤0.01%
120
– –
CERT icon
1084
Certara
CERT
$1.11B
$13K ﹤0.01%
457
– –
DFS
1085
DELISTED
Discover Financial Services
DFS
$13K ﹤0.01%
113
+7
+7% +$828
EWC icon
1086
iShares MSCI Canada ETF
EWC
$6.01B
$13K ﹤0.01%
354
-472
-57% -$18.1K
FIVN icon
1087
FIVE9
FIVN
$1.67B
$13K ﹤0.01%
+97
New +$14.3K
FMX icon
1088
Fomento Económico Mexicano
FMX
$43.3B
$13K ﹤0.01%
182
– –
FNDE icon
1089
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.49B
$13K ﹤0.01%
429
– –
HEZU icon
1090
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$563M
$13K ﹤0.01%
345
– –
IRBT
1091
DELISTED
iRobot
IRBT
$13K ﹤0.01%
202
– –
LBRDA icon
1092
Liberty Broadband Class A
LBRDA
$4.26B
$13K ﹤0.01%
86
– –
LEG icon
1093
Leggett & Platt
LEG
$1.45B
$13K ﹤0.01%
339
– –
MTN icon
1094
Vail Resorts
MTN
$5.13B
$13K ﹤0.01%
41
-2
-5% -$682
PZZA icon
1095
Papa John's
PZZA
$999M
$13K ﹤0.01%
100
-16
-14% -$2.05K
REG icon
1096
Regency Centers
REG
$14.9B
$13K ﹤0.01%
187
– –
RMD icon
1097
ResMed
RMD
$27.8B
$13K ﹤0.01%
52
-1
-2% -$259
UBSI icon
1098
United Bankshares
UBSI
$6.53B
$13K ﹤0.01%
369
– –
WIX icon
1099
WIX.com
WIX
$2.04B
$13K ﹤0.01%
82
+2
+3% +$347
XSOE icon
1100
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
$13K ﹤0.01%
374
– –
42 43
44
45 46

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6M
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RFA
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.