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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA icon
1051
Electronic Arts
EA
$52.4B
$15K ﹤0.01%
115
-3
-3% -$404
EPP icon
1052
iShares MSCI Pacific ex Japan ETF
EPP
$2.16B
$15K ﹤0.01%
328
– –
GDYN icon
1053
Grid Dynamics Holdings
GDYN
$469M
$15K ﹤0.01%
365
– –
HEI.A icon
1054
HEICO Corp Class A
HEI.A
$34.8B
$15K ﹤0.01%
123
+25
+26% +$3.18K
HWM icon
1055
Howmet Aerospace
HWM
$115B
$15K ﹤0.01%
500
– –
IBN icon
1056
ICICI Bank
IBN
$105B
$15K ﹤0.01%
800
– –
IHAK icon
1057
iShares Cybersecurity and Tech ETF
IHAK
$978M
$15K ﹤0.01%
343
– –
LEA icon
1058
Lear
LEA
$7.14B
$15K ﹤0.01%
84
-4
-5% -$702
NLY icon
1059
Annaly Capital Management
NLY
$16.7B
$15K ﹤0.01%
462
-1,625
-78% -$54.6K
PCN
1060
PIMCO Corporate & Income Strategy Fund
PCN
$865M
$15K ﹤0.01%
900
– –
SMG icon
1061
ScottsMiracle-Gro
SMG
$3.93B
$15K ﹤0.01%
98
– –
SPCE icon
1062
Virgin Galactic
SPCE
$332M
$15K ﹤0.01%
56
– –
TAK icon
1063
Takeda Pharmaceutical
TAK
$53.7B
$15K ﹤0.01%
1,105
+784
+244% +$11K
TPL icon
1064
Texas Pacific Land
TPL
$29.4B
$15K ﹤0.01%
108
-27
-20% -$3.77K
LGF.B
1065
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$15K ﹤0.01%
1,023
-168
-14% -$2.35K
ASX icon
1066
ASE Group
ASX
$86.6B
$14K ﹤0.01%
1,819
– –
BBH icon
1067
VanEck Biotech ETF
BBH
$397M
$14K ﹤0.01%
76
– –
CSQ icon
1068
Calamos Strategic Total Return Fund
CSQ
$3.23B
$14K ﹤0.01%
733
– –
FCF icon
1069
First Commonwealth Financial
FCF
$2.11B
$14K ﹤0.01%
+875
New +$13.3K
FOXA icon
1070
Fox Class A
FOXA
$23.1B
$14K ﹤0.01%
387
-22
-5% -$867
IRTC icon
1071
iRhythm Holdings
IRTC
$3.54B
$14K ﹤0.01%
120
– –
ORC
1072
Orchid Island Capital
ORC
$1.32B
$14K ﹤0.01%
+600
New +$14.4K
ORMP icon
1073
Oramed Pharmaceuticals
ORMP
$170M
$14K ﹤0.01%
1,000
-1,000
-50% -$20.9K
RCI icon
1074
Rogers Communications
RCI
$17.6B
$14K ﹤0.01%
301
+53
+21% +$2.49K
SSNC icon
1075
SS&C Technologies
SSNC
$16.1B
$14K ﹤0.01%
172
– –
41 42
43
44 45

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.