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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIP icon
1001
Brookfield Infrastructure Partners
BIP
$18.9B
$18K ﹤0.01%
+461
New +$17.8K
CWI icon
1002
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.75B
$18K ﹤0.01%
632
– –
ENTG icon
1003
Entegris
ENTG
$20.6B
$18K ﹤0.01%
+130
New +$18.2K
FVRR icon
1004
Fiverr
FVRR
$370M
$18K ﹤0.01%
161
– –
H icon
1005
Hyatt Hotels
H
$17.3B
$18K ﹤0.01%
198
– –
IQV icon
1006
IQVIA
IQV
$34.6B
$18K ﹤0.01%
67
-487
-88% -$126K
MOAT icon
1007
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$18K ﹤0.01%
248
+3
+1% +$227
RSPN icon
1008
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.09B
$18K ﹤0.01%
480
– –
MRO
1009
DELISTED
Marathon Oil Corporation
MRO
$18K ﹤0.01%
1,132
+270
+31% +$4.34K
BKI
1010
DELISTED
Black Knight, Inc. Common Stock
BKI
$18K ﹤0.01%
224
– –
BSCM
1011
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$18K ﹤0.01%
862
– –
AMN icon
1012
AMN Healthcare
AMN
$1.28B
$17K ﹤0.01%
143
-23
-14% -$2.55K
CRSP icon
1013
CRISPR Therapeutics
CRSP
$4.68B
$17K ﹤0.01%
225
– –
IDRV icon
1014
iShares Self-Driving EV and Tech ETF
IDRV
$125M
$17K ﹤0.01%
321
– –
IT icon
1015
Gartner
IT
$8.95B
$17K ﹤0.01%
53
-41
-44% -$13.2K
IWL icon
1016
iShares Russell Top 200 ETF
IWL
$2.16B
$17K ﹤0.01%
155
– –
LOB icon
1017
Live Oak Bancshares
LOB
$1.97B
$17K ﹤0.01%
200
-25
-11% -$2.08K
MRVL icon
1018
Marvell Technology
MRVL
$188B
$17K ﹤0.01%
192
-26
-12% -$1.94K
MTCH icon
1019
Match Group
MTCH
$8.72B
$17K ﹤0.01%
132
+19
+17% +$2.75K
NEOG icon
1020
Neogen
NEOG
$2.09B
$17K ﹤0.01%
368
-38
-9% -$1.63K
NSA icon
1021
National Storage Affiliates Trust
NSA
$17K ﹤0.01%
258
-43
-14% -$2.66K
ONEQ icon
1022
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.3B
$17K ﹤0.01%
286
– –
ROL icon
1023
Rollins
ROL
$19B
$17K ﹤0.01%
516
-48
-9% -$1.68K
SNAP icon
1024
Snap
SNAP
$7.42B
$17K ﹤0.01%
354
-13
-4% -$732
UWMC icon
1025
UWM Holdings
UWMC
$590M
$17K ﹤0.01%
2,860
+1,415
+98% +$9.55K
39 40
41
42 43

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.