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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWV icon
951
Invesco Large Cap Value ETF
PWV
$1.65B
$22K ﹤0.01%
462
– –
RHI icon
952
Robert Half
RHI
$3.87B
$22K ﹤0.01%
203
-662
-77% -$73.7K
SHV icon
953
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$22K ﹤0.01%
200
– –
TRI icon
954
Thomson Reuters
TRI
$37.4B
$22K ﹤0.01%
184
– –
TTWO icon
955
Take-Two Interactive
TTWO
$42.7B
$22K ﹤0.01%
124
-8
-6% -$1.39K
UGI icon
956
UGI
UGI
$7.92B
$22K ﹤0.01%
485
– –
UMC icon
957
United Microelectronic
UMC
$52.4B
$22K ﹤0.01%
1,900
+1,831
+2,654% +$20.4K
MDC
958
DELISTED
M.D.C. Holdings, Inc.
MDC
$22K ﹤0.01%
408
-182
-31% -$9.27K
ALE
959
DELISTED
Allete
ALE
$21K ﹤0.01%
327
– –
AYI icon
960
Acuity Brands
AYI
$9.79B
$21K ﹤0.01%
+100
New +$20.7K
BDJ icon
961
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$21K ﹤0.01%
+2,158
New +$21.7K
M icon
962
Macy's
M
$6.14B
$21K ﹤0.01%
831
-1,019
-55% -$27.8K
MTD icon
963
Mettler-Toledo International
MTD
$26.9B
$21K ﹤0.01%
13
– –
PATH icon
964
UiPath
PATH
$5.28B
$21K ﹤0.01%
485
– –
RPG icon
965
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$21K ﹤0.01%
500
– –
SRVR icon
966
Pacer Data & Infrastructure Real Estate ETF
SRVR
$371M
$21K ﹤0.01%
500
– –
VYMI icon
967
Vanguard International High Dividend Yield ETF
VYMI
$20.1B
$21K ﹤0.01%
315
– –
XBI icon
968
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$21K ﹤0.01%
191
– –
JPS
969
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$21K ﹤0.01%
2,284
– –
ABB
970
DELISTED
ABB Ltd
ABB
$21K ﹤0.01%
556
-123
-18% -$4.32K
BIPC icon
971
Brookfield Infrastructure
BIPC
$5.12B
$20K ﹤0.01%
444
+39
+10% +$1.61K
BUG icon
972
Global X Cybersecurity ETF
BUG
$1.19B
$20K ﹤0.01%
629
-669
-52% -$21.6K
CEVA icon
973
CEVA Inc
CEVA
$1.08B
$20K ﹤0.01%
460
– –
CMP icon
974
Compass Minerals
CMP
$1.25B
$20K ﹤0.01%
389
+64
+20% +$3.9K
FE icon
975
FirstEnergy
FE
$28.6B
$20K ﹤0.01%
500
– –
37 38
39
40 41

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.