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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOVL
901
DELISTED
iShares Focused Value Factor ETF
FOVL
$26K ﹤0.01%
+455
New +$26.1K
ILPT
902
Industrial Logistics Properties Trust
ILPT
$613M
$26K ﹤0.01%
1,081
– –
JHMM icon
903
John Hancock Multifactor Mid Cap ETF
JHMM
$5.86B
$26K ﹤0.01%
477
– –
LOPE icon
904
Grand Canyon Education
LOPE
$3.69B
$26K ﹤0.01%
304
-18
-6% -$1.49K
LW icon
905
Lamb Weston
LW
$6.79B
$26K ﹤0.01%
430
– –
MCY icon
906
Mercury Insurance
MCY
$5.84B
$26K ﹤0.01%
500
-30
-6% -$1.61K
PLD icon
907
Prologis
PLD
$135B
$26K ﹤0.01%
157
+33
+27% +$4.92K
RELX icon
908
RELX
RELX
$57.4B
$26K ﹤0.01%
821
– –
XLC icon
909
State Street Communication Services Select Sector SPDR ETF
XLC
$21.7B
$26K ﹤0.01%
340
-1,268
-79% -$100K
CGC
910
Canopy Growth
CGC
$382M
$25K ﹤0.01%
273
+17
+7% +$2.02K
FLOT icon
911
iShares Floating Rate Bond ETF
FLOT
$10.1B
$25K ﹤0.01%
499
-59,390
-99% -$3.01M
NFG icon
912
National Fuel Gas
NFG
$7.8B
$25K ﹤0.01%
402
+364
+958% +$21.7K
NPO icon
913
Enpro
NPO
$7.12B
$25K ﹤0.01%
225
– –
PNW icon
914
Pinnacle West Capital
PNW
$12.8B
$25K ﹤0.01%
365
+363
+18,150% +$24.4K
UTG icon
915
Reaves Utility Income Fund
UTG
$3.72B
$25K ﹤0.01%
726
– –
GDDY icon
916
GoDaddy
GDDY
$11.6B
$24K ﹤0.01%
301
– –
HL icon
917
Hecla Mining
HL
$10.3B
$24K ﹤0.01%
+4,684
New +$26.2K
IONS icon
918
Ionis Pharmaceuticals
IONS
$9.23B
$24K ﹤0.01%
793
-111
-12% -$3.49K
LEGR icon
919
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
$24K ﹤0.01%
565
– –
PCEF icon
920
Invesco CEF Income Composite ETF
PCEF
$812M
$24K ﹤0.01%
1,000
– –
PGR icon
921
Progressive
PGR
$120B
$24K ﹤0.01%
241
+45
+23% +$4.29K
PRNT icon
922
The 3D Printing ETF
PRNT
$57.8M
$24K ﹤0.01%
705
– –
PSK icon
923
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$24K ﹤0.01%
586
+371
+173% +$15.9K
TEAM icon
924
Atlassian
TEAM
$20.3B
$24K ﹤0.01%
62
-603
-91% -$242K
TM icon
925
Toyota
TM
$209B
$24K ﹤0.01%
130
– –
35 36
37
38 39

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.