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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USEP icon
926
Innovator US Equity Ultra Buffer ETF September
USEP
$152M
$24K ﹤0.01%
854
– –
CERN
927
DELISTED
Cerner Corp
CERN
$24K ﹤0.01%
261
+18
+7% +$1.37K
ARW icon
928
Arrow Electronics
ARW
$11B
$23K ﹤0.01%
+174
New +$21.3K
EQIX icon
929
Equinix
EQIX
$102B
$23K ﹤0.01%
28
-21
-43% -$16.8K
HPQ icon
930
HP
HPQ
$22.4B
$23K ﹤0.01%
610
+128
+27% +$4.19K
IHI icon
931
iShares US Medical Devices ETF
IHI
$2.97B
$23K ﹤0.01%
360
-1,001
-74% -$64.1K
IMMR icon
932
Immersion
IMMR
$218M
$23K ﹤0.01%
+3,898
New +$25.7K
IYT icon
933
iShares US Transportation ETF
IYT
$2.33B
$23K ﹤0.01%
344
– –
PEGA icon
934
Pegasystems
PEGA
$4.28B
$23K ﹤0.01%
410
-2,804
-87% -$166K
PLTM icon
935
GraniteShares Platinum Shares
PLTM
$173M
$23K ﹤0.01%
2,453
– –
QYLD icon
936
Global X NASDAQ-100 Covered Call ETF
QYLD
$8B
$23K ﹤0.01%
1,025
-3,417
-77% -$77.1K
RSPM icon
937
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
$23K ﹤0.01%
650
– –
STAA icon
938
STAAR Surgical
STAA
$1.2B
$23K ﹤0.01%
246
+56
+29% +$6.01K
TLK icon
939
Telkom Indonesia
TLK
$14.2B
$23K ﹤0.01%
827
– –
UNOV icon
940
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
$23K ﹤0.01%
787
– –
CSF
941
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$23K ﹤0.01%
364
– –
LTHM
942
DELISTED
Livent Corporation
LTHM
$23K ﹤0.01%
893
+463
+108% +$12.6K
TWTR
943
DELISTED
Twitter, Inc.
TWTR
$23K ﹤0.01%
534
-2
-0.4% -$104
A icon
944
Agilent Technologies
A
$39.5B
$22K ﹤0.01%
141
– –
ALRM icon
945
Alarm.com
ALRM
$2.5B
$22K ﹤0.01%
261
-16
-6% -$1.31K
DKNG icon
946
DraftKings
DKNG
$11.3B
$22K ﹤0.01%
802
-3
-0.4% -$118
FLTR icon
947
VanEck IG Floating Rate ETF
FLTR
$2.93B
$22K ﹤0.01%
877
– –
FNCL icon
948
Fidelity MSCI Financials Index ETF
FNCL
$2.33B
$22K ﹤0.01%
397
– –
HYPR icon
949
Hyperfine
HYPR
$94.7M
$22K ﹤0.01%
+2,503
New +$19.8K
LYV icon
950
Live Nation Entertainment
LYV
$41B
$22K ﹤0.01%
184
– –
36 37
38
39 40

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.