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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
876
Medical Properties Trust
MPT
$2.87B
$28K ﹤0.01%
1,252
-83
-6% -$1.78K
PHM icon
877
Pultegroup
PHM
$23.7B
$28K ﹤0.01%
509
+45
+10% +$2.31K
PIO icon
878
Invesco Global Water ETF
PIO
$267M
$28K ﹤0.01%
654
+262
+67% +$10.9K
SPG icon
879
Simon Property Group
SPG
$73B
$28K ﹤0.01%
177
– –
SRE icon
880
Sempra
SRE
$61.1B
$28K ﹤0.01%
442
– –
ADERW
881
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$28K ﹤0.01%
43,500
-56,977
-57% -$45.6K
ANF icon
882
Abercrombie & Fitch
ANF
$4.04B
$27K ﹤0.01%
800
– –
CHTR icon
883
Charter Communications
CHTR
$15.6B
$27K ﹤0.01%
42
-130
-76% -$88.5K
DOL icon
884
WisdomTree True Developed International Fund
DOL
$813M
$27K ﹤0.01%
552
– –
EEMA icon
885
iShares MSCI Emerging Markets Asia ETF
EEMA
$839M
$27K ﹤0.01%
+340
New +$28.7K
EQNR icon
886
Equinor
EQNR
$97.4B
$27K ﹤0.01%
994
-100
-9% -$2.64K
NEA icon
887
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$27K ﹤0.01%
+1,765
New +$26.9K
NWN icon
888
Northwest Natural Holdings
NWN
$2.16B
$27K ﹤0.01%
575
– –
PCTY icon
889
Paylocity
PCTY
$6.46B
$27K ﹤0.01%
112
-256
-70% -$67.9K
RVTY icon
890
Revvity
RVTY
$12.6B
$27K ﹤0.01%
140
-11
-7% -$1.99K
SEE
891
DELISTED
Sealed Air
SEE
$27K ﹤0.01%
404
+39
+11% +$2.42K
TNL icon
892
Travel + Leisure Co
TNL
$4.5B
$27K ﹤0.01%
+513
New +$27.4K
VEEV icon
893
Veeva Systems
VEEV
$29.2B
$27K ﹤0.01%
105
-3
-3% -$872
ADRE
894
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$27K ﹤0.01%
600
– –
AMED
895
DELISTED
Amedisys
AMED
$26K ﹤0.01%
161
+62
+63% +$9.96K
BMRN icon
896
BioMarin Pharmaceuticals
BMRN
$11.4B
$26K ﹤0.01%
294
– –
CQP icon
897
Cheniere Energy
CQP
$31.9B
$26K ﹤0.01%
636
– –
DXJ icon
898
WisdomTree Japan Hedged Equity Fund
DXJ
$7.17B
$26K ﹤0.01%
429
+145
+51% +$9.11K
EOG icon
899
EOG Resources
EOG
$77.5B
$26K ﹤0.01%
295
+39
+15% +$3.5K
ESGV icon
900
Vanguard ESG US Stock ETF
ESGV
$12.9B
$26K ﹤0.01%
305
– –
34 35
36
37 38

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.