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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBOR icon
826
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$3.92M
$34K ﹤0.01%
1,085
– –
SRLN icon
827
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$34K ﹤0.01%
754
+509
+208% +$23.3K
BRO icon
828
Brown & Brown
BRO
$22.3B
$33K ﹤0.01%
488
+3
+0.6% +$194
DMO
829
Western Asset Mortgage Opportunity Fund
DMO
$121M
$33K ﹤0.01%
2,219
– –
EQR icon
830
Equity Residential
EQR
$25.6B
$33K ﹤0.01%
375
+10
+3% +$860
FTA icon
831
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.35B
$33K ﹤0.01%
490
– –
GM icon
832
General Motors
GM
$73B
$33K ﹤0.01%
578
+79
+16% +$4.62K
GSHD icon
833
Goosehead Insurance
GSHD
$1.28B
$33K ﹤0.01%
240
– –
JNK icon
834
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$33K ﹤0.01%
309
-38
-11% -$4.12K
QQQJ icon
835
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$33K ﹤0.01%
1,002
– –
SPYG icon
836
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$33K ﹤0.01%
450
-3
-0.7% -$209
TAP icon
837
Molson Coors Class B
TAP
$7.51B
$33K ﹤0.01%
731
+326
+80% +$15K
TDG icon
838
TransDigm Group
TDG
$67.9B
$33K ﹤0.01%
54
– –
TTEK icon
839
Tetra Tech
TTEK
$7.93B
$33K ﹤0.01%
1,015
– –
VRSN icon
840
VeriSign
VRSN
$23.8B
$33K ﹤0.01%
132
-1
-0.8% -$231
AEG icon
841
Aegon
AEG
$13.4B
$32K ﹤0.01%
6,876
– –
FBT icon
842
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$32K ﹤0.01%
201
– –
THC icon
843
Tenet Healthcare
THC
$17.1B
$32K ﹤0.01%
401
– –
WPC icon
844
W.P. Carey
WPC
$16.7B
$32K ﹤0.01%
408
– –
XLRE icon
845
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.5B
$32K ﹤0.01%
637
-34,793
-98% -$1.67M
ATOM icon
846
Atomera
ATOM
$216M
$31K ﹤0.01%
1,480
-1,486
-50% -$34.9K
BUZZ icon
847
VanEck Social Sentiment ETF
BUZZ
$107M
$31K ﹤0.01%
1,315
– –
CIM
848
Chimera Investment
CIM
$1.03B
$31K ﹤0.01%
667
-333
-33% -$15.7K
CNRG icon
849
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$210M
$31K ﹤0.01%
352
-208
-37% -$20.9K
KRNT icon
850
Kornit Digital
KRNT
$689M
$31K ﹤0.01%
208
-34
-14% -$5.23K
32 33
34
35 36

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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.