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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MED icon
776
Medifast
MED
$105M
$41K ﹤0.01%
200
-6
-3% -$1.24K
PEG icon
777
Public Service Enterprise Group
PEG
$39.8B
$41K ﹤0.01%
645
-19
-3% -$1.2K
CDK
778
DELISTED
CDK Global, Inc.
CDK
$41K ﹤0.01%
1,020
-160
-14% -$6.71K
AZTA icon
779
Azenta
AZTA
$1.3B
$40K ﹤0.01%
392
– –
CAG icon
780
Conagra Brands
CAG
$6.88B
$40K ﹤0.01%
1,203
-328
-21% -$10.7K
FXG icon
781
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$40K ﹤0.01%
659
– –
GSIE icon
782
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.84B
$40K ﹤0.01%
1,144
+14
+1% +$490
IWV icon
783
iShares Russell 3000 ETF
IWV
$19.5B
$40K ﹤0.01%
146
-44
-23% -$11.9K
NTRS icon
784
Northern Trust
NTRS
$21.9B
$40K ﹤0.01%
338
+10
+3% +$1.2K
SCCO icon
785
Southern Copper
SCCO
$143B
$40K ﹤0.01%
720
– –
XOP icon
786
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.45B
$40K ﹤0.01%
407
-2,759
-87% -$283K
LSXMK
787
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$40K ﹤0.01%
1,037
– –
CCJ icon
788
Cameco
CCJ
$38.9B
$39K ﹤0.01%
1,731
– –
FV icon
789
First Trust Dorsey Wright Focus 5 ETF
FV
$3.67B
$39K ﹤0.01%
808
-6,812
-89% -$333K
RWR icon
790
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$39K ﹤0.01%
326
– –
WDAY icon
791
Workday
WDAY
$31.6B
$39K ﹤0.01%
141
– –
VMW
792
DELISTED
VMware, Inc
VMW
$39K ﹤0.01%
+343
New +$45.1K
MDY icon
793
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$38K ﹤0.01%
75
-15
-17% -$7.63K
NOK icon
794
Nokia
NOK
$54.3B
$38K ﹤0.01%
6,133
+78
+1% +$455
SAP icon
795
SAP
SAP
$171B
$38K ﹤0.01%
271
– –
SBAC icon
796
SBA Communications
SBAC
$18.5B
$38K ﹤0.01%
101
– –
AFG icon
797
American Financial Group
AFG
$11.7B
$37K ﹤0.01%
275
-12
-4% -$1.65K
BSEP icon
798
Innovator US Equity Buffer ETF September
BSEP
$215M
$37K ﹤0.01%
1,122
– –
BTO
799
John Hancock Financial Opportunities Fund
BTO
$793M
$37K ﹤0.01%
865
+455
+111% +$20K
CIEN icon
800
Ciena
CIEN
$57.7B
$37K ﹤0.01%
489
-29
-6% -$1.79K
30 31
32
33 34

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.