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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFOX
751
Defiance Space and Connective Tech ETF
UFOX
$880M
$46K ﹤0.01%
1,100
– –
POTX
752
DELISTED
Global X Cannabis ETF
POTX
$46K ﹤0.01%
1,232
+119
+11% +$5.63K
DELL icon
753
Dell
DELL
$284B
$44K ﹤0.01%
786
-684
-47% -$38.1K
ETR icon
754
Entergy
ETR
$54B
$44K ﹤0.01%
806
+442
+121% +$23.2K
HERO icon
755
Global X Video Games & Esports ETF
HERO
$60M
$44K ﹤0.01%
1,567
– –
IDXX icon
756
Idexx Laboratories
IDXX
$42.5B
$44K ﹤0.01%
68
-1
-1% -$628
WST icon
757
West Pharmaceutical
WST
$25.1B
$44K ﹤0.01%
96
-5
-5% -$2.15K
MMP
758
DELISTED
Magellan Midstream Partners, L.P.
MMP
$44K ﹤0.01%
993
-709
-42% -$33.5K
APO icon
759
Apollo Global Management
APO
$68.6B
$43K ﹤0.01%
582
+24
+4% +$1.73K
AVY icon
760
Avery Dennison
AVY
$11.9B
$43K ﹤0.01%
203
-10
-5% -$2.14K
DOC icon
761
Healthpeak Properties
DOC
$15.2B
$43K ﹤0.01%
1,231
+43
+4% +$1.48K
FINX icon
762
Global X FinTech ETF
FINX
$169M
$43K ﹤0.01%
1,000
– –
IP icon
763
International Paper
IP
$20.1B
$43K ﹤0.01%
933
-52
-5% -$2.56K
SNPS icon
764
Synopsys
SNPS
$71.5B
$43K ﹤0.01%
116
-2
-2% -$674
ADI icon
765
Analog Devices
ADI
$185B
$42K ﹤0.01%
244
-104
-30% -$18.4K
ADSK icon
766
Autodesk
ADSK
$43.3B
$42K ﹤0.01%
148
-18
-11% -$5.25K
BNTX icon
767
BioNTech
BNTX
$23.3B
$42K ﹤0.01%
165
+120
+267% +$32.9K
ES icon
768
Eversource Energy
ES
$28.1B
$42K ﹤0.01%
471
-273
-37% -$23.5K
FTV icon
769
Fortive
FTV
$18.5B
$42K ﹤0.01%
748
+42
+6% +$2.37K
MARA icon
770
Marathon Digital Holdings
MARA
$4.87B
$42K ﹤0.01%
1,067
+1,040
+3,852% +$49.8K
SLAB icon
771
Silicon Laboratories
SLAB
$7.15B
$42K ﹤0.01%
203
– –
VRTX icon
772
Vertex Pharmaceuticals
VRTX
$120B
$42K ﹤0.01%
189
-74
-28% -$14.4K
SAFM
773
DELISTED
Sanderson Farms Inc
SAFM
$42K ﹤0.01%
225
-11
-5% -$2.07K
AVA icon
774
Avista
AVA
$3.49B
$41K ﹤0.01%
1,000
-43
-4% -$1.73K
BFLY icon
775
Butterfly Network
BFLY
$1.73B
$41K ﹤0.01%
5,927
-2,796
-32% -$24.6K
29 30
31
32 33

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.