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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFUS icon
701
Littelfuse
LFUS
$10.5B
$54K ﹤0.01%
173
– –
MS icon
702
Morgan Stanley
MS
$338B
$54K ﹤0.01%
547
-45
-8% -$4.48K
TD icon
703
Toronto Dominion Bank
TD
$197B
$54K ﹤0.01%
714
– –
WIP icon
704
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$477M
$54K ﹤0.01%
1,007
– –
ALC icon
705
Alcon
ALC
$32.8B
$53K ﹤0.01%
607
+34
+6% +$2.8K
BNS icon
706
Scotiabank
BNS
$106B
$53K ﹤0.01%
750
– –
ESML icon
707
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$53K ﹤0.01%
1,331
– –
MNST icon
708
Monster Beverage
MNST
$91.5B
$53K ﹤0.01%
1,126
+2
+0.2% +$89
NOBL icon
709
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
$53K ﹤0.01%
1,102
– –
VLO icon
710
Valero Energy
VLO
$90.6B
$53K ﹤0.01%
731
+587
+408% +$43.7K
AIG icon
711
American International
AIG
$41.4B
$52K ﹤0.01%
919
+4
+0.4% +$228
MJ icon
712
Amplify Alternative Harvest ETF
MJ
$102M
$52K ﹤0.01%
376
-255
-40% -$40.2K
SCHA icon
713
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$52K ﹤0.01%
2,044
+240
+13% +$6.21K
SONY icon
714
Sony
SONY
$122B
$52K ﹤0.01%
2,045
– –
STZ icon
715
Constellation Brands
STZ
$22.1B
$52K ﹤0.01%
212
+10
+5% +$2.28K
EBAY icon
716
eBay
EBAY
$48.5B
$51K ﹤0.01%
788
-256
-25% -$18.3K
MANH icon
717
Manhattan Associates
MANH
$8.72B
$51K ﹤0.01%
+327
New +$53.1K
NTLA icon
718
Intellia Therapeutics
NTLA
$1.55B
$51K ﹤0.01%
430
– –
NXTG icon
719
First Trust Indxx NextG ETF
NXTG
$539M
$51K ﹤0.01%
620
– –
PSLV icon
720
Sprott Physical Silver Trust
PSLV
$11.8B
$51K ﹤0.01%
6,412
+462
+8% +$3.76K
QDIV icon
721
Global X S&P 500 Quality Dividend ETF
QDIV
$29M
$51K ﹤0.01%
+1,564
New +$50.2K
RNRG icon
722
Global X Renewable Energy Producers ETF
RNRG
$30.7M
$51K ﹤0.01%
1,101
+62
+6% +$2.98K
CBRE icon
723
CBRE Group
CBRE
$39.7B
$50K ﹤0.01%
470
-267
-36% -$27.4K
DRIP icon
724
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
$101M
$50K ﹤0.01%
+100
New +$51K
HLT icon
725
Hilton Worldwide
HLT
$72.9B
$50K ﹤0.01%
323
-120
-27% -$17.3K
27 28
29
30 31

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.