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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDU icon
651
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$72.2M
$64K ﹤0.01%
934
-132
-12% -$8.82K
TMUS icon
652
T-Mobile US
TMUS
$193B
$64K ﹤0.01%
542
+261
+93% +$30.7K
VFH icon
653
Vanguard Financials ETF
VFH
$13.2B
$64K ﹤0.01%
660
-3,176
-83% -$309K
CPB icon
654
Campbell Soup
CPB
$6.43B
$63K ﹤0.01%
1,507
+470
+45% +$19.6K
MKTX icon
655
MarketAxess Holdings
MKTX
$4.05B
$63K ﹤0.01%
153
– –
SOXX icon
656
iShares Semiconductor ETF
SOXX
$45.8B
$63K ﹤0.01%
345
-4,857
-93% -$814K
TSC
657
DELISTED
TriState Capital Holdings, Inc.
TSC
$63K ﹤0.01%
2,100
-57,450
-96% -$1.62M
CP icon
658
Canadian Pacific Kansas City
CP
$81.9B
$62K ﹤0.01%
875
+250
+40% +$18.3K
SCHG icon
659
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$62K ﹤0.01%
2,992
– –
SPYD icon
660
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.6B
$62K ﹤0.01%
1,506
– –
TVTX icon
661
Travere Therapeutics
TVTX
$5.18B
$62K ﹤0.01%
2,000
– –
USMF icon
662
WisdomTree US Multifactor Fund
USMF
$297M
$62K ﹤0.01%
1,500
– –
ZS icon
663
Zscaler
ZS
$22.7B
$62K ﹤0.01%
189
-539
-74% -$170K
MRNA icon
664
Moderna
MRNA
$22.6B
$61K ﹤0.01%
248
-1
-0.4% -$292
RGLD icon
665
Royal Gold
RGLD
$16.7B
$61K ﹤0.01%
592
-16
-3% -$1.61K
ADERU
666
DELISTED
26 Capital Acquisition Corp Unit
ADERU
$61K ﹤0.01%
6,086
– –
FOCS
667
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$61K ﹤0.01%
1,000
– –
AMCR icon
668
Amcor
AMCR
$19.7B
$60K ﹤0.01%
1,020
– –
CIVI
669
DELISTED
Civitas Resources
CIVI
$60K ﹤0.01%
1,195
– –
FEZ icon
670
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.24B
$60K ﹤0.01%
+1,300
New +$60.7K
FFIV icon
671
F5
FFIV
$22.2B
$60K ﹤0.01%
247
-3
-1% -$666
IIPR icon
672
Innovative Industrial Properties
IIPR
$1.75B
$60K ﹤0.01%
235
+32
+16% +$8.21K
OGN icon
673
Organon & Co
OGN
$3.56B
$60K ﹤0.01%
2,015
-156
-7% -$5.08K
RIO icon
674
Rio Tinto
RIO
$148B
$60K ﹤0.01%
915
– –
VGK icon
675
Vanguard FTSE Europe ETF
VGK
$29.7B
$60K ﹤0.01%
881
– –
25 26
27
28 29

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.