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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
601
DELISTED
Kellanova
K
$76K ﹤0.01%
1,285
+197
+18% +$11.6K
YORW icon
602
York Water
YORW
$503M
$76K ﹤0.01%
1,575
– –
GRNB icon
603
VanEck Green Bond ETF
GRNB
$182M
$75K ﹤0.01%
2,806
– –
MCO icon
604
Moody's
MCO
$85.5B
$75K ﹤0.01%
188
+8
+4% +$3.09K
NKSH icon
605
National Bankshares
NKSH
$229M
$75K ﹤0.01%
2,102
– –
BNDX icon
606
Vanguard Total International Bond ETF
BNDX
$82B
$74K ﹤0.01%
1,340
– –
FBNC icon
607
First Bancorp
FBNC
$2.59B
$74K ﹤0.01%
1,626
– –
FCX icon
608
Freeport-McMoran
FCX
$93.4B
$74K ﹤0.01%
1,767
-80
-4% -$3.04K
KKR icon
609
KKR & Co
KKR
$85.8B
$74K ﹤0.01%
964
-136
-12% -$10K
CDC icon
610
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$739M
$73K ﹤0.01%
1,064
– –
CPRT icon
611
Copart
CPRT
$25.2B
$73K ﹤0.01%
1,968
+132
+7% +$4.9K
PID icon
612
Invesco International Dividend Achievers ETF
PID
$910M
$73K ﹤0.01%
4,000
– –
SCHO icon
613
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$73K ﹤0.01%
2,904
-42
-1% -$1.07K
CRL icon
614
Charles River Laboratories
CRL
$10.5B
$72K ﹤0.01%
192
+13
+7% +$5.05K
DGRE icon
615
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$143M
$72K ﹤0.01%
2,560
– –
DLR icon
616
Digital Realty Trust
DLR
$66B
$72K ﹤0.01%
418
+9
+2% +$1.44K
MEAR icon
617
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K ﹤0.01%
1,450
– –
BUD icon
618
AB InBev
BUD
$160B
$71K ﹤0.01%
1,173
– –
HR icon
619
Healthcare Realty
HR
$7.37B
$71K ﹤0.01%
2,137
+1,037
+94% +$34.6K
IGM icon
620
iShares Expanded Tech Sector ETF
IGM
$10.3B
$71K ﹤0.01%
960
-11,172
-92% -$803K
KWEB icon
621
KraneShares CSI China Internet ETF
KWEB
$5.23B
$71K ﹤0.01%
1,864
– –
NXPI icon
622
NXP Semiconductors
NXPI
$70.4B
$71K ﹤0.01%
309
-129
-29% -$27.4K
FRC
623
DELISTED
First Republic Bank
FRC
$71K ﹤0.01%
344
-13
-4% -$2.74K
FLQL icon
624
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.07B
$70K ﹤0.01%
1,510
– –
GNRC icon
625
Generac Holdings
GNRC
$12.6B
$70K ﹤0.01%
200
-2
-1% -$830
23 24
25
26 27

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.