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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
576
Eastman Chemical
EMN
$7.93B
$84K ﹤0.01%
710
-178
-20% -$19.8K
IHDG icon
577
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.21B
$84K ﹤0.01%
1,830
– –
QDF icon
578
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$84K ﹤0.01%
1,372
– –
SNY icon
579
Sanofi
SNY
$105B
$84K ﹤0.01%
1,666
-266
-14% -$13.2K
ACES icon
580
ALPS Clean Energy ETF
ACES
$115M
$83K ﹤0.01%
1,291
– –
LULU icon
581
lululemon athletica
LULU
$12.9B
$83K ﹤0.01%
208
+15
+8% +$6.41K
PEBK icon
582
Peoples Bancorp of North Carolina
PEBK
$228M
$83K ﹤0.01%
3,048
– –
OHI icon
583
Omega Healthcare
OHI
$15.1B
$82K ﹤0.01%
2,902
+159
+6% +$4.64K
PTF icon
584
Invesco Dorsey Wright Technology Momentum ETF
PTF
$680M
$82K ﹤0.01%
1,440
– –
FHLC icon
585
Fidelity MSCI Health Care Index ETF
FHLC
$3.22B
$81K ﹤0.01%
1,181
– –
NVR icon
586
NVR
NVR
$17.1B
$81K ﹤0.01%
14
– –
TYL icon
587
Tyler Technologies
TYL
$11.7B
$81K ﹤0.01%
153
+6
+4% +$3.11K
VONG icon
588
Vanguard Russell 1000 Growth ETF
VONG
$43.7B
$81K ﹤0.01%
1,020
– –
APH icon
589
Amphenol
APH
$194B
$80K ﹤0.01%
1,848
-44
-2% -$1.78K
EFV icon
590
iShares MSCI EAFE Value ETF
EFV
$27.7B
$80K ﹤0.01%
1,588
+1,538
+3,076% +$78.5K
NWL icon
591
Newell Brands
NWL
$2.29B
$80K ﹤0.01%
3,693
+118
+3% +$2.67K
P
592
Everpure Inc
P
$24.8B
$80K ﹤0.01%
2,371
– –
WPP icon
593
WPP
WPP
$3.95B
$80K ﹤0.01%
1,059
+963
+1,003% +$68.6K
FDLO icon
594
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$79K ﹤0.01%
1,514
– –
LBRDK icon
595
Liberty Broadband Class C
LBRDK
$4.36B
$79K ﹤0.01%
494
-119
-19% -$19.6K
PFG icon
596
Principal Financial Group
PFG
$23.4B
$79K ﹤0.01%
1,084
-727
-40% -$50.7K
AGGY icon
597
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$78K ﹤0.01%
1,524
+363
+31% +$18.8K
MKC icon
598
McCormick & Company Non-Voting
MKC
$14B
$78K ﹤0.01%
836
+23
+3% +$1.96K
GRMN
599
Garmin
GRMN
$46.4B
$77K ﹤0.01%
570
-16
-3% -$2.31K
IDV icon
600
iShares International Select Dividend ETF
IDV
$8.3B
$76K ﹤0.01%
2,450
-4,720
-66% -$146K
22 23
24
25 26

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.