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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
551
Schwab Fundamental US Small Company Index ETF
FNDA
$9.22B
$90K ﹤0.01%
3,246
-16,224
-83% -$447K
GINN icon
552
Goldman Sachs Innovate Equity ETF
GINN
$202M
$90K ﹤0.01%
1,472
– –
QRVO icon
553
Qorvo
QRVO
$7.89B
$90K ﹤0.01%
580
+63
+12% +$10K
REGN icon
554
Regeneron Pharmaceuticals
REGN
$68.3B
$90K ﹤0.01%
143
-3
-2% -$1.84K
SPSB icon
555
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$90K ﹤0.01%
2,912
+324
+13% +$10.1K
UBER icon
556
Uber
UBER
$143B
$90K ﹤0.01%
2,113
+1,296
+159% +$55.9K
WEN icon
557
Wendy's
WEN
$1.41B
$90K ﹤0.01%
3,830
+14
+0.4% +$311
PXD
558
DELISTED
Pioneer Natural Resource Co.
PXD
$90K ﹤0.01%
486
-81
-14% -$14.9K
IGIB icon
559
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$89K ﹤0.01%
1,499
+726
+94% +$43.2K
NVG icon
560
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$89K ﹤0.01%
5,092
+479
+10% +$8.35K
PTMC icon
561
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$89K ﹤0.01%
2,460
– –
STWD icon
562
Starwood Property Trust
STWD
$6.11B
$89K ﹤0.01%
3,593
– –
FTC icon
563
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
$88K ﹤0.01%
730
– –
KR icon
564
Kroger
KR
$35.3B
$88K ﹤0.01%
2,030
-101
-5% -$4.25K
ROP icon
565
Roper Technologies
ROP
$34B
$88K ﹤0.01%
182
+6
+3% +$2.86K
TWLO icon
566
Twilio
TWLO
$27.8B
$88K ﹤0.01%
339
+74
+28% +$22.1K
XLU icon
567
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
$88K ﹤0.01%
2,530
-456
-15% -$15.4K
IYH icon
568
iShares US Healthcare ETF
IYH
$3.05B
$87K ﹤0.01%
1,455
– –
PAYC icon
569
Paycom
PAYC
$6.5B
$86K ﹤0.01%
204
– –
PKB icon
570
Invesco Building & Construction ETF
PKB
$440M
$86K ﹤0.01%
1,600
– –
SNSR icon
571
Global X Internet of Things ETF
SNSR
$224M
$86K ﹤0.01%
2,190
– –
FBIN icon
572
Fortune Brands Innovations
FBIN
$5.99B
$85K ﹤0.01%
952
– –
SKYY icon
573
First Trust Cloud Computing ETF
SKYY
$2.76B
$85K ﹤0.01%
806
+427
+113% +$47K
RDS.B
574
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$85K ﹤0.01%
1,929
-2,392
-55% -$108K
CEF icon
575
Sprott Physical Gold and Silver Trust
CEF
$7.6B
$84K ﹤0.01%
4,770
– –
21 22
23
24 25

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TU
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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.