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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THFF icon
501
First Financial Corp
THFF
$889M
$115K 0.01%
2,545
-493
-16% -$21.7K
HEI icon
502
HEICO Corp
HEI
$48.1B
$114K 0.01%
797
-75
-9% -$10.6K
LYB icon
503
LyondellBasell Industries
LYB
$20.5B
$114K 0.01%
1,244
-11
-0.9% -$1.02K
KMX icon
504
CarMax
KMX
$8.31B
$113K 0.01%
889
-510
-36% -$71.4K
LAMR icon
505
Lamar Advertising Co
LAMR
$16B
$113K 0.01%
950
– –
NHI icon
506
National Health Investors
NHI
$3.91B
$113K 0.01%
2,000
– –
BMI icon
507
Badger Meter
BMI
$3.61B
$111K 0.01%
1,042
– –
CMI icon
508
Cummins
CMI
$92B
$111K 0.01%
516
– –
OTTR icon
509
Otter Tail
OTTR
$3.87B
$111K 0.01%
+1,623
New +$105K
BKNG icon
510
Booking.com
BKNG
$134B
$110K 0.01%
1,150
-900
-44% -$85.3K
FHN icon
511
First Horizon
FHN
$11.9B
$110K 0.01%
6,807
+45
+0.7% +$750
IYK icon
512
iShares US Consumer Staples ETF
IYK
$1.37B
$110K 0.01%
1,683
– –
PANW icon
513
Palo Alto Networks
PANW
$265B
$110K 0.01%
1,164
+210
+22% +$18.2K
KLAC icon
514
KLA
KLAC
$285B
$109K 0.01%
2,480
+70
+3% +$2.7K
TIPZ icon
515
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$86.4M
$109K 0.01%
1,658
– –
VTC icon
516
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$109K 0.01%
1,200
– –
BIV icon
517
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$108K 0.01%
1,233
– –
NEV
518
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$108K 0.01%
+7,000
New +$109K
XLP icon
519
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$107K 0.01%
1,409
+188
+15% +$13.6K
NTAP icon
520
NetApp
NTAP
$33.1B
$106K 0.01%
1,138
+17
+2% +$1.53K
FMC icon
521
FMC
FMC
$1.47B
$105K 0.01%
971
+502
+107% +$50.5K
ADX icon
522
Adams Diversified Equity Fund
ADX
$3.2B
$102K 0.01%
5,269
– –
EXPE icon
523
Expedia Group
EXPE
$30.6B
$102K 0.01%
564
+52
+10% +$8.84K
ROST icon
524
Ross Stores
ROST
$75.4B
$102K 0.01%
915
-554
-38% -$62K
NARI
525
DELISTED
Inari Medical, Inc. Common Stock
NARI
$102K 0.01%
+1,111
New +$95.2K
19 20
21
22 23

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.