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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
476
Prudential Financial
PRU
$41.3B
$129K 0.01%
1,190
+277
+30% +$30.1K
PAVE icon
477
Global X US Infrastructure Development ETF
PAVE
$14B
$128K 0.01%
4,465
+2,000
+81% +$55.6K
ITM icon
478
VanEck Intermediate Muni ETF
ITM
$2.15B
$127K 0.01%
2,485
– –
GPN icon
479
Global Payments
GPN
$21.6B
$126K 0.01%
946
-251
-21% -$34.6K
METV icon
480
Roundhill Ball Metaverse ETF
METV
$215M
$126K 0.01%
+8,107
New +$125K
LRCX icon
481
Lam Research
LRCX
$399B
$125K 0.01%
1,730
+1,550
+861% +$97.2K
SPGI icon
482
S&P Global
SPGI
$127B
$125K 0.01%
262
+2
+0.8% +$915
ARCC icon
483
Ares Capital
ARCC
$13.5B
$124K 0.01%
5,979
– –
CQQQ icon
484
Invesco China Technology ETF
CQQQ
$3.04B
$124K 0.01%
+2,020
New +$135K
WTRG icon
485
Essential Utilities
WTRG
$11.2B
$123K 0.01%
2,355
– –
FDN icon
486
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
$122K 0.01%
531
– –
DFUS
487
Dimensional US Equity ETF
DFUS
$20.9B
$121K 0.01%
2,329
– –
ECL icon
488
Ecolab
ECL
$75.1B
$121K 0.01%
524
-22
-4% -$4.97K
FIVE icon
489
Five Below
FIVE
$11.3B
$121K 0.01%
617
– –
SE icon
490
Sea Limited
SE
$64.2B
$121K 0.01%
552
+96
+21% +$28.7K
VT icon
491
Vanguard Total World Stock ETF
VT
$77.2B
$121K 0.01%
1,125
– –
IJS icon
492
iShares S&P Small-Cap 600 Value ETF
IJS
$8.18B
$120K 0.01%
1,152
– –
OXY icon
493
Occidental Petroleum
OXY
$57.2B
$120K 0.01%
4,057
-795
-16% -$24.9K
BSX icon
494
Boston Scientific
BSX
$63.9B
$118K 0.01%
2,757
-1,365
-33% -$57.4K
KARS icon
495
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$78.5M
$117K 0.01%
2,355
– –
LHX icon
496
L3Harris
LHX
$53.1B
$117K 0.01%
560
-191
-25% -$42.3K
L icon
497
Loews
L
$23.6B
$116K 0.01%
2,012
– –
SCHX icon
498
Schwab US Large- Cap ETF
SCHX
$71.7B
$116K 0.01%
6,114
-374,634
-98% -$6.92M
DINO icon
499
HF Sinclair
DINO
$16.4B
$115K 0.01%
3,565
– –
J icon
500
Jacobs Solutions
J
$15.4B
$115K 0.01%
1,006
+313
+45% +$36.2K
18 19
20
21 22

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.