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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
(+4.9%)
Cap. Flow
-$37.1M
Cap. Flow
% of AUM
-1.97%
Top 10 Holdings %
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson AAA CLO ETF
JAAA
|
+$34.1M |
| 2 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$14.1M |
| 3 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$8.94M |
| 4 |
VanEck Inflation Allocation ETF
RAAX
|
+$6.02M |
| 5 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$3.57M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$33.6M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$11.4M |
| 3 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$9.7M |
| 4 |
Schwab US Large- Cap ETF
SCHX
|
+$6.92M |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$5.08M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.87% |
| 2 | Financials | 5.3% |
| 3 | Healthcare | 2.68% |
| 4 | Consumer Discretionary | 2.41% |
| 5 | Consumer Staples | 1.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Franco-Nevada
FNV
$41.3B
| $164K | 0.01% |
1,219
| – | – |
|
427
W.W. Grainger
GWW
$63.9B
| $164K | 0.01% |
319
| – | – |
|
|
HFRO
428
Highland Opportunities and Income Fund
HFRO
$404M
| $164K | 0.01% |
14,900
| – | – |
|
|
MRSH
429
Marsh
MRSH
$84.8B
| $163K | 0.01% |
943
+35
| +4% | +$5.81K |
|
430
Vanguard Industrials ETF
VIS
$8.11B
| $163K | 0.01% |
808
-146
| -15% | -$29.2K |
|
431
Linde
LIN
$235B
| $161K | 0.01% |
471
| – | – |
|
|
ANSS
432
DELISTED
Ansys
ANSS
| $160K | 0.01% |
390
-5
| -1% | -$1.92K |
|
433
Energy Transfer Partners
ET
$70.1B
| $158K | 0.01% |
19,122
+3,044
| +19% | +$27.7K |
|
434
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $157K | 0.01% |
3,215
+1,835
| +133% | +$92.3K |
|
435
Ally Financial
ALLY
$13.7B
| $154K | 0.01% |
3,247
+150
| +5% | +$7.43K |
|
436
Ulta Beauty
ULTA
$20.8B
| $152K | 0.01% |
378
-42
| -10% | -$16.3K |
|
437
Kraft Heinz
KHC
$30.8B
| $151K | 0.01% |
4,263
+202
| +5% | +$7.26K |
|
438
iShares MSCI Global Sustainable Development Goals ETF
SDG
$167M
| $151K | 0.01% |
1,660
| – | – |
|
439
Equifax
EFX
$20.3B
| $150K | 0.01% |
516
+209
| +68% | +$58.2K |
|
440
Nutrien
NTR
$32.9B
| $150K | 0.01% |
1,995
-340
| -15% | -$23.8K |
|
441
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$228M
| $149K | 0.01% |
4,060
-1,340
| -25% | -$49.8K |
|
442
iShares MBS ETF
MBB
$39B
| $149K | 0.01% |
1,395
+1,031
| +283% | +$111K |
|
443
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
| $149K | 0.01% |
1,424
-211
| -13% | -$21.9K |
|
444
Henry Schein
HSIC
$9.66B
| $147K | 0.01% |
+1,930
| New | +$148K |
|
445
Waste Management
WM
$94.9B
| $147K | 0.01% |
901
+8
| +0.9% | +$1.29K |
|
446
Fidus Investment
FDUS
$748M
| $146K | 0.01% |
8,190
| – | – |
|
447
Manulife Financial
MFC
$71.5B
| $145K | 0.01% |
7,704
+7,508
| +3,831% | +$145K |
|
448
Capital One
COF
$124B
| $144K | 0.01% |
991
+104
| +12% | +$16.1K |
|
449
Martin Marietta Materials
MLM
$33.1B
| $143K | 0.01% |
327
-8
| -2% | -$3.24K |
|
450
Vanguard Mid-Cap Value ETF
VOE
$23.5B
| $143K | 0.01% |
963
-121
| -11% | -$17.8K |
|
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Carroll Financial Associates's Q4 2021 Portfolio in Review
As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
- Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
- Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
- Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
- Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
- Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
- Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.
Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.