Carroll Financial Associates’s Highland Opportunities and Income Fund HFRO Stock Holding History

Carroll Financial Associates’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$164K	Hold	14,900	–	–	0.01%	428
2021 Q3	$160K	Sell	14,900 -24,800	-62%	-$266K	0.01%	439
2021 Q2	$433K	Sell	39,700 -16,400	-29%	-$185K	0.02%	273
2021 Q1	$622K	Sell	56,100 -10,900	-16%	-$115K	0.04%	223
2020 Q4	$688K	Buy	67,000 +100	+0.1%	+$889	0.05%	197
2020 Q3	$574K	Buy	66,900 +600	+0.9%	+$5.05K	0.04%	203
2020 Q2	$533K	Buy	66,300 +11,000	+20%	+$90.3K	0.04%	207
2020 Q1	$471K	Buy	55,300 +1,200	+2%	+$14K	0.05%	204
2019 Q4	$672K	Buy	54,100 +7,303	+16%	+$87.9K	0.05%	189
2019 Q3	$624K	Buy	46,797 +7,720	+20%	+$103K	0.05%	185
2019 Q2	$540K	Buy	39,077 +1,580	+4%	+$21.3K	0.05%	202
2019 Q1	$520K	Buy	37,497 +11,591	+45%	+$158K	0.05%	188
2018 Q4	$349K	Buy	25,906 +9,250	+56%	+$136K	0.04%	201
2018 Q3	$256K	Hold	16,656	–	–	0.03%	251
2018 Q2	$260K	Hold	16,656	–	–	0.03%	244
2018 Q1	$266K	Buy	+16,656	New	+$263K	0.03%	243

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carroll Financial Associates's HFRO Position: Q4 2021 in Review

Carroll Financial Associates held its Highland Opportunities and Income Fund (HFRO) position steady in Q4 2021 at 14,900 shares worth $164K. The position accounts for 0.01% of the portfolio, ranked #428.

Carroll Financial Associates first reported a position in HFRO in Q1 2018 and has held it in 16 quarters since. The position peaked at $688K in Q4 2020. 102 funds tracked by Wall St. Rank hold HFRO as of Q4 2021.

Carroll Financial Associates held 14,900 shares of Highland Opportunities and Income Fund worth $164K as of Q4 2021.
Carroll Financial Associates left its Highland Opportunities and Income Fund share count unchanged in Q4 2021.
Highland Opportunities and Income Fund made up 0.01% of Carroll Financial Associates's portfolio in Q4 2021, its #428 holding.
Carroll Financial Associates first reported a position in Highland Opportunities and Income Fund in Q1 2018 and has held it in 16 quarters since.
Carroll Financial Associates's Highland Opportunities and Income Fund position peaked at $688K in Q4 2020.
102 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.