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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
401
Las Vegas Sands
LVS
$30.4B
$190K 0.01%
5,035
+4,792
+1,972% +$184K
WY icon
402
Weyerhaeuser
WY
$17.3B
$188K 0.01%
4,743
– –
MET icon
403
MetLife
MET
$59.8B
$186K 0.01%
2,988
-294
-9% -$18.5K
IXUS icon
404
iShares Core MSCI Total International Stock ETF
IXUS
$57.2B
$180K 0.01%
2,540
– –
CME icon
405
CME Group
CME
$88.6B
$179K 0.01%
782
-99
-11% -$21.8K
ISTB icon
406
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.09B
$179K 0.01%
3,556
-224,986
-98% -$11.4M
ZM icon
407
Zoom
ZM
$26.7B
$179K 0.01%
955
-9
-0.9% -$2.12K
RSPU icon
408
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$543M
$178K 0.01%
3,190
– –
EFA icon
409
iShares MSCI EAFE ETF
EFA
$75.8B
$177K 0.01%
2,243
-921
-29% -$72.9K
TSM icon
410
TSMC
TSM
$2.09T
$177K 0.01%
1,447
-426
-23% -$49.9K
USIG icon
411
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$177K 0.01%
2,959
– –
VBK icon
412
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$177K 0.01%
626
– –
ESG icon
413
FlexShares STOXX US ESG Select Index Fund
ESG
$130M
$176K 0.01%
1,510
– –
CI icon
414
Cigna
CI
$75.1B
$175K 0.01%
771
+95
+14% +$20.2K
FAST icon
415
Fastenal
FAST
$51.4B
$174K 0.01%
5,484
+64
+1% +$1.89K
SMOG icon
416
VanEck Low Carbon Energy ETF
SMOG
$131M
$174K 0.01%
1,101
– –
AZN icon
417
AstraZeneca
AZN
$255B
$173K 0.01%
1,492
-11
-0.7% -$1.29K
DNP icon
418
DNP Select Income Fund
DNP
$4.16B
$173K 0.01%
15,904
-1,557
-9% -$16.8K
VDE icon
419
Vanguard Energy ETF
VDE
$9.8B
$173K 0.01%
2,203
+2,016
+1,078% +$160K
OEF icon
420
iShares S&P 100 ETF
OEF
$20B
$172K 0.01%
+780
New +$165K
SCHM icon
421
Schwab US Mid-Cap ETF
SCHM
$14.5B
$170K 0.01%
6,351
– –
ED icon
422
Consolidated Edison
ED
$40.9B
$168K 0.01%
2,011
+595
+42% +$46.8K
BN icon
423
Brookfield
BN
$104B
$166K 0.01%
5,066
+203
+4% +$6.42K
FNB icon
424
FNB Corp
FNB
$6.67B
$165K 0.01%
13,640
+183
+1% +$2.21K
PSA icon
425
Public Storage
PSA
$55.4B
$165K 0.01%
450
-204
-31% -$68.1K
15 16
17
18 19

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.