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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
351
DELISTED
Hanesbrands
HBI
$249K 0.01%
15,096
+3,316
+28% +$56.4K
PDP icon
352
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$248K 0.01%
2,603
-14,696
-85% -$1.39M
XLE icon
353
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$247K 0.01%
8,824
+98
+1% +$2.77K
SHY icon
354
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$246K 0.01%
2,881
-43,394
-94% -$3.72M
MLPX icon
355
Global X MLP & Energy Infrastructure ETF
MLPX
$3.64B
$245K 0.01%
6,941
-190
-3% -$7K
MCHP icon
356
Microchip Technology
MCHP
$44B
$244K 0.01%
2,738
-4
-0.1% -$324
DOV icon
357
Dover
DOV
$28.8B
$242K 0.01%
1,359
-10
-0.7% -$1.7K
YUMC icon
358
Yum China
YUMC
$15.1B
$242K 0.01%
5,036
+660
+15% +$35.8K
LPRO
359
Open Lending Corp
LPRO
$372M
$240K 0.01%
10,000
-13,529
-57% -$383K
QCLN icon
360
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$674M
$238K 0.01%
3,505
+70
+2% +$5.04K
BIIB icon
361
Biogen
BIIB
$30.4B
$236K 0.01%
1,010
-143
-12% -$36.8K
QQQN
362
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$236K 0.01%
6,880
– –
PBW icon
363
Invesco WilderHill Clean Energy ETF
PBW
$405M
$231K 0.01%
3,218
-80
-2% -$6.54K
ROK icon
364
Rockwell Automation
ROK
$51.4B
$230K 0.01%
662
+5
+0.8% +$1.66K
XEL icon
365
Xcel Energy
XEL
$49.2B
$229K 0.01%
3,440
+852
+33% +$55.5K
DG icon
366
Dollar General
DG
$27.7B
$226K 0.01%
1,010
+83
+9% +$18.3K
DTEC icon
367
ALPS Disruptive Technologies ETF
DTEC
$70.7M
$224K 0.01%
4,605
-1,504
-25% -$74.5K
RRC icon
368
Range Resources
RRC
$8.66B
$223K 0.01%
11,594
– –
VDC icon
369
Vanguard Consumer Staples ETF
VDC
$7.96B
$223K 0.01%
1,135
+300
+36% +$56.5K
XLV icon
370
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$223K 0.01%
1,588
+299
+23% +$39.7K
GOVT icon
371
iShares US Treasury Bond ETF
GOVT
$43.7B
$222K 0.01%
8,394
-12,257
-59% -$325K
PAYX icon
372
Paychex
PAYX
$40.7B
$222K 0.01%
1,640
+25
+2% +$3.09K
JCI icon
373
Johnson Controls International
JCI
$85.7B
$220K 0.01%
2,767
+131
+5% +$9.91K
JSMD icon
374
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.07B
$220K 0.01%
3,237
– –
IAU icon
375
iShares Gold Trust
IAU
$62.4B
$219K 0.01%
6,367
-300
-4% -$10.3K
13 14
15
16 17

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.