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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
326
Hershey
HSY
$34.8B
$292K 0.02%
1,540
-112
-7% -$20.3K
ICLR icon
327
Icon
ICLR
$13.1B
$292K 0.02%
950
– –
RDS.A
328
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$291K 0.02%
6,572
+144
+2% +$6.5K
EXC icon
329
Exelon
EXC
$47.3B
$290K 0.02%
7,436
-1,744
-19% -$65.7K
MSI icon
330
Motorola Solutions
MSI
$68.6B
$289K 0.02%
1,078
+95
+10% +$23.9K
PTRA
331
DELISTED
Proterra Inc. Common Stock
PTRA
$281K 0.02%
31,500
-2,000
-6% -$20.5K
IWO icon
332
iShares Russell 2000 Growth ETF
IWO
$14.7B
$280K 0.01%
946
-25
-3% -$7.53K
PJUN icon
333
Innovator US Equity Power Buffer ETF June
PJUN
$945M
$280K 0.01%
8,710
– –
EES icon
334
WisdomTree US SmallCap Earnings Fund
EES
$723M
$271K 0.01%
5,266
+790
+18% +$40.3K
VNQ icon
335
Vanguard Real Estate ETF
VNQ
$39.6B
$268K 0.01%
2,358
-58
-2% -$6.33K
C icon
336
Citigroup
C
$217B
$267K 0.01%
4,411
-598
-12% -$39.8K
VTR icon
337
Ventas
VTR
$46.7B
$267K 0.01%
5,373
+2,387
+80% +$125K
SIVR icon
338
abrdn Physical Silver Shares ETF
SIVR
$3.9B
$266K 0.01%
12,000
– –
CL icon
339
Colgate-Palmolive
CL
$74.4B
$264K 0.01%
3,153
+524
+20% +$40.9K
TDVG icon
340
T. Rowe Price Dividend Growth ETF
TDVG
$1.39B
$264K 0.01%
7,504
– –
TZA icon
341
Direxion Daily Small Cap Bear 3x ETF
TZA
$2.07B
$264K 0.01%
+1,000
New +$272K
CTAS icon
342
Cintas
CTAS
$81.8B
$263K 0.01%
2,388
-12
-0.5% -$1.29K
BOTZ icon
343
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.21B
$262K 0.01%
7,130
+161
+2% +$5.93K
IJJ icon
344
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$262K 0.01%
2,386
-222
-9% -$24.2K
BHP icon
345
BHP
BHP
$205B
$260K 0.01%
4,851
-198
-4% -$9.9K
BSV icon
346
Vanguard Short-Term Bond ETF
BSV
$44.7B
$260K 0.01%
3,219
– –
PNC icon
347
PNC Financial Services
PNC
$101B
$259K 0.01%
1,292
+8
+0.6% +$1.63K
MCK icon
348
McKesson
MCK
$98.5B
$256K 0.01%
1,045
-132
-11% -$29K
JPIN icon
349
JPMorgan Diversified Return International Equity ETF
JPIN
$360M
$253K 0.01%
4,269
-143
-3% -$8.63K
O icon
350
Realty Income
O
$61.3B
$253K 0.01%
3,568
-121
-3% -$8.32K
12 13
14
15 16

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.