We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
376
Marriott International
MAR
$97.5B
$218K 0.01%
1,307
-265
-17% -$41.7K
PFFD icon
377
Global X US Preferred ETF
PFFD
$2.16B
$218K 0.01%
8,542
+794
+10% +$20.3K
TREE icon
378
LendingTree
TREE
$578M
$218K 0.01%
1,765
– –
PFF icon
379
iShares Preferred and Income Securities ETF
PFF
$13.3B
$217K 0.01%
5,564
-1,252
-18% -$48.7K
BLK icon
380
Blackrock
BLK
$164B
$214K 0.01%
233
+119
+104% +$109K
ORLY icon
381
O'Reilly Automotive
ORLY
$71.7B
$212K 0.01%
4,605
– –
GS icon
382
Goldman Sachs
GS
$324B
$210K 0.01%
542
-131
-19% -$51.9K
WELL icon
383
Welltower
WELL
$173B
$210K 0.01%
2,499
-6
-0.2% -$500
SHOP icon
384
Shopify
SHOP
$154B
$208K 0.01%
1,490
-50
-3% -$7.31K
AON icon
385
Aon
AON
$75.2B
$207K 0.01%
694
-23
-3% -$6.89K
PH icon
386
Parker-Hannifin
PH
$122B
$206K 0.01%
653
+6
+0.9% +$1.86K
SYY icon
387
Sysco
SYY
$39.3B
$205K 0.01%
2,654
-96
-3% -$7.39K
USXF icon
388
iShares ESG Advanced MSCI USA ETF
USXF
$1.43B
$205K 0.01%
5,191
– –
WEC icon
389
WEC Energy
WEC
$37B
$205K 0.01%
2,159
+276
+15% +$25.2K
AOA icon
390
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.19B
$204K 0.01%
2,797
+1,891
+209% +$136K
SOFI icon
391
SoFi Technologies
SOFI
$21.9B
$199K 0.01%
12,964
– –
EFAV icon
392
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$198K 0.01%
2,596
+292
+13% +$22.3K
VCR icon
393
Vanguard Consumer Discretionary ETF
VCR
$6.07B
$197K 0.01%
578
+265
+85% +$89K
MMIT icon
394
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$195K 0.01%
7,316
– –
CCI icon
395
Crown Castle
CCI
$33.8B
$194K 0.01%
948
+21
+2% +$3.88K
IEF icon
396
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$194K 0.01%
1,688
+439
+35% +$50.5K
BNOV icon
397
Innovator US Equity Buffer ETF November
BNOV
$210M
$192K 0.01%
+5,845
New +$189K
NYT icon
398
New York Times
NYT
$11.8B
$191K 0.01%
4,018
-32
-0.8% -$1.58K
TRV icon
399
Travelers Companies
TRV
$82.1B
$191K 0.01%
1,227
-342
-22% -$53.4K
JSML icon
400
Janus Henderson Small Cap Growth Alpha ETF
JSML
$372M
$190K 0.01%
2,930
– –
14 15
16
17 18

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.