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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
276
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.69B
$408K 0.02%
5,834
+5,825
+64,722% +$407K
VCIT icon
277
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$405K 0.02%
4,367
+200
+5% +$18.7K
SYK icon
278
Stryker
SYK
$123B
$404K 0.02%
1,497
– –
VONV icon
279
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$401K 0.02%
5,460
– –
IEMG icon
280
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$385K 0.02%
6,433
+256
+4% +$15.8K
LIT icon
281
Global X Lithium & Battery Tech ETF
LIT
$1.51B
$376K 0.02%
4,502
+128
+3% +$11.3K
DIA icon
282
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$375K 0.02%
1,034
+1
+0.1% +$355
SJM icon
283
J.M. Smucker
SJM
$12B
$374K 0.02%
2,800
+163
+6% +$20.8K
ANGL icon
284
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$372K 0.02%
11,237
+882
+9% +$29K
OTIS icon
285
Otis Worldwide
OTIS
$28.2B
$363K 0.02%
4,196
+18
+0.4% +$1.51K
LQD icon
286
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$359K 0.02%
2,700
-1,634
-38% -$217K
STT icon
287
State Street
STT
$50.5B
$358K 0.02%
3,823
– –
AVUV icon
288
Avantis US Small Cap Value ETF
AVUV
$29.4B
$355K 0.02%
+4,450
New +$354K
CEMB icon
289
iShares JPMorgan EM Corporate Bond ETF
CEMB
$395M
$354K 0.02%
6,965
+605
+10% +$31K
KEY icon
290
KeyCorp
KEY
$25.4B
$354K 0.02%
15,353
-90
-0.6% -$2.09K
NFLX icon
291
Netflix
NFLX
$290B
$353K 0.02%
5,760
-3,000
-34% -$192K
IMKTA icon
292
Ingles Markets
IMKTA
$1.71B
$352K 0.02%
4,000
– –
JIG icon
293
JPMorgan International Growth ETF
JIG
$471M
$352K 0.02%
4,607
+96
+2% +$7.46K
DLTR icon
294
Dollar Tree
DLTR
$24.2B
$350K 0.02%
2,529
-502
-17% -$61K
TAN icon
295
Invesco Solar ETF
TAN
$1.58B
$349K 0.02%
4,528
– –
GILD icon
296
Gilead Sciences
GILD
$167B
$348K 0.02%
4,776
-4,145
-46% -$285K
MGC icon
297
Vanguard Mega Cap 300 Index ETF
MGC
$9.95B
$345K 0.02%
2,040
+260
+15% +$42.4K
IWP icon
298
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$344K 0.02%
2,962
– –
EMB icon
299
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$343K 0.02%
3,151
+173
+6% +$18.9K
BXC icon
300
BlueLinx
BXC
$471M
$342K 0.02%
3,800
+2,000
+111% +$135K
10 11
12
13 14

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.