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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNA icon
226
Snap-on
SNA
$21.3B
$644K 0.03%
3,010
– –
ALGN icon
227
Align Technology
ALGN
$12.7B
$643K 0.03%
973
-6
-0.6% -$3.86K
EFG icon
228
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$637K 0.03%
+5,755
New +$630K
AVGO icon
229
Broadcom
AVGO
$1.76T
$634K 0.03%
9,410
+2,690
+40% +$151K
NZF icon
230
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$627K 0.03%
+36,771
New +$622K
PHYS icon
231
Sprott Physical Gold
PHYS
$14.4B
$624K 0.03%
43,970
-7,653
-15% -$108K
IRM icon
232
Iron Mountain
IRM
$36.8B
$622K 0.03%
11,867
+233
+2% +$11K
IBB icon
233
iShares Biotechnology ETF
IBB
$9.23B
$614K 0.03%
4,009
+390
+11% +$60.4K
TJX icon
234
TJX Companies
TJX
$171B
$614K 0.03%
8,273
+663
+9% +$46K
AEP icon
235
American Electric Power
AEP
$71.9B
$609K 0.03%
7,004
+621
+10% +$52.4K
ARKF icon
236
ARK Blockchain & Fintech Innovation ETF
ARKF
$748M
$598K 0.03%
14,315
+4,875
+52% +$235K
MA icon
237
Mastercard
MA
$480B
$577K 0.03%
1,602
-635
-28% -$220K
IGSB icon
238
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$569K 0.03%
10,559
+691
+7% +$37.4K
DBEF icon
239
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9B
$544K 0.03%
13,795
-2,417
-15% -$93.9K
SDY icon
240
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$544K 0.03%
4,259
-1
-0% -$124
RF icon
241
Regions Financial
RF
$27B
$543K 0.03%
24,807
-392
-2% -$8.97K
EEMV icon
242
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.42B
$539K 0.03%
8,635
+447
+5% +$28.2K
TIP icon
243
iShares TIPS Bond ETF
TIP
$14.5B
$533K 0.03%
4,149
+3,465
+507% +$447K
AMD icon
244
Advanced Micro Devices
AMD
$808B
$529K 0.03%
3,428
+1,523
+80% +$205K
IYW icon
245
iShares US Technology ETF
IYW
$24B
$529K 0.03%
4,526
-4,912
-52% -$545K
COKE icon
246
Coca-Cola Consolidated
COKE
$12B
$514K 0.03%
8,580
+10
+0.1% +$494
ESGE icon
247
iShares ESG Aware MSCI EM ETF
ESGE
$6.47B
$511K 0.03%
12,873
+10,352
+411% +$427K
GPC icon
248
Genuine Parts
GPC
$17.2B
$508K 0.03%
3,693
+640
+21% +$84.7K
GQRE icon
249
FlexShares Global Quality Real Estate Index Fund
GQRE
$427M
$508K 0.03%
6,986
+128
+2% +$9.07K
MSTR icon
250
Strategy Inc
MSTR
$34.4B
$508K 0.03%
8,360
+8,200
+5,125% +$564K
8 9
10
11 12

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.