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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFM icon
201
Invesco Dividend Achievers ETF
PFM
$786M
$788K 0.04%
19,908
-2
-0% -$77
EMR icon
202
Emerson Electric
EMR
$78.2B
$777K 0.04%
8,436
+3,163
+60% +$298K
PNFP icon
203
Pinnacle Financial Partners Inc
PNFP
$15.3B
$777K 0.04%
8,151
+608
+8% +$59.5K
CTVA icon
204
Corteva
CTVA
$58.4B
$773K 0.04%
16,464
+8,813
+115% +$401K
VO icon
205
Vanguard Mid-Cap ETF
VO
$106B
$772K 0.04%
12,124
-10,500
-46% -$658K
GLD icon
206
SPDR Gold Trust
GLD
$130B
$769K 0.04%
4,545
+368
+9% +$61.8K
HON icon
207
Honeywell
HON
$71.3B
$766K 0.04%
3,942
+346
+10% +$69.9K
VYM icon
208
Vanguard High Dividend Yield ETF
VYM
$80B
$765K 0.04%
6,853
-1,197
-15% -$130K
KMB icon
209
Kimberly-Clark
KMB
$36B
$754K 0.04%
5,394
+65
+1% +$8.75K
PPG icon
210
PPG Industries
PPG
$26.2B
$750K 0.04%
4,422
+1,049
+31% +$169K
AMP icon
211
Ameriprise Financial
AMP
$47.5B
$735K 0.04%
2,393
+11
+0.5% +$3.25K
BDX icon
212
Becton Dickinson
BDX
$43.6B
$730K 0.04%
2,977
+45
+2% +$10.8K
AOR icon
213
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$729K 0.04%
12,742
– –
CARR icon
214
Carrier Global
CARR
$57.1B
$729K 0.04%
13,624
+405
+3% +$21.9K
BABA icon
215
Alibaba
BABA
$276B
$725K 0.04%
6,223
+908
+17% +$132K
WCLD
216
WisdomTree Cloud Computing Fund
WCLD
$261M
$719K 0.04%
13,508
-1,276
-9% -$74K
USB icon
217
US Bancorp
USB
$98.4B
$705K 0.04%
12,442
-704
-5% -$41.6K
KMI icon
218
Kinder Morgan
KMI
$71.9B
$697K 0.04%
44,105
+15,456
+54% +$257K
NWBI icon
219
Northwest Bancshares
NWBI
$2.27B
$691K 0.04%
48,964
+10,321
+27% +$144K
ESGU icon
220
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$687K 0.04%
+6,334
New +$665K
DHR icon
221
Danaher
DHR
$144B
$671K 0.04%
2,312
-16
-0.7% -$4.41K
SHW icon
222
Sherwin-Williams
SHW
$81.7B
$665K 0.04%
1,927
+1,201
+165% +$388K
ACN icon
223
Accenture
ACN
$87.9B
$664K 0.04%
1,599
-12
-0.7% -$4.37K
AGG icon
224
iShares Core US Aggregate Bond ETF
AGG
$139B
$658K 0.04%
5,765
+27
+0.5% +$3.09K
ALB icon
225
Albemarle
ALB
$14.2B
$648K 0.03%
2,783
-152
-5% -$37.6K
7 8
9
10 11

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.