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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
(+4.9%)
Cap. Flow
-$37.1M
Cap. Flow
% of AUM
-1.97%
Top 10 Holdings %
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302
Top Buys
| 1 |
Janus Henderson AAA CLO ETF
JAAA
|
+$34.1M |
| 2 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$14.1M |
| 3 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$8.94M |
| 4 |
VanEck Inflation Allocation ETF
RAAX
|
+$6.02M |
| 5 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$3.57M |
Top Sells
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$33.6M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$11.4M |
| 3 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$9.7M |
| 4 |
Schwab US Large- Cap ETF
SCHX
|
+$6.92M |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$5.08M |
Sector Composition
| 1 | Technology | 7.87% |
| 2 | Financials | 5.3% |
| 3 | Healthcare | 2.68% |
| 4 | Consumer Discretionary | 2.41% |
| 5 | Consumer Staples | 1.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
State Street Financial Select Sector SPDR ETF
XLF
$54.7B
| $1.09M | 0.06% |
27,753
+1,016
| +4% | +$39.9K |
|
|
FITB
177
Fifth Third Bancorp
FITB
$52.3B
| $1.08M | 0.06% |
24,718
+3,974
| +19% | +$174K |
|
178
Adobe
ADBE
$94.9B
| $1.08M | 0.06% |
1,867
-860
| -32% | -$538K |
|
|
SPCK
179
The SPAC and New Issue ETF
SPCK
$8.34M
| $1.07M | 0.06% |
38,300
+4,500
| +13% | +$129K |
|
180
PayPal
PYPL
$50.1B
| $1.04M | 0.06% |
5,439
+62
| +1% | +$13.4K |
|
181
iShares Core S&P US Value ETF
IUSV
$27.1B
| $1.03M | 0.05% |
13,543
+1,568
| +13% | +$116K |
|
182
Boeing
BA
$169B
| $1.03M | 0.05% |
5,052
-108
| -2% | -$22.8K |
|
183
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $1M | 0.05% |
11,791
-460
| -4% | -$38.6K |
|
184
Dow Inc
DOW
$21.6B
| $993K | 0.05% |
17,789
+10,070
| +130% | +$574K |
|
185
Thermo Fisher Scientific
TMO
$198B
| $962K | 0.05% |
1,454
+30
| +2% | +$18.7K |
|
186
Starbucks
SBUX
$120B
| $922K | 0.05% |
8,074
+879
| +12% | +$99.1K |
|
187
Comcast
CMCSA
$85.1B
| $909K | 0.05% |
18,026
-3,665
| -17% | -$191K |
|
188
Unilever
UL
$134B
| $900K | 0.05% |
15,030
-870
| -5% | -$51.7K |
|
189
Illinois Tool Works
ITW
$79.4B
| $898K | 0.05% |
3,685
-19
| -0.5% | -$4.42K |
|
190
Berkshire Hathaway Class A
BRK.A
$1.06T
| $894K | 0.05% |
2
-5
| -71% | -$2.16M |
|
191
GE Aerospace
GE
$365B
| $884K | 0.05% |
15,009
+974
| +7% | +$61.2K |
|
192
iShares Russell 2000 ETF
IWM
$82.1B
| $868K | 0.05% |
3,874
+246
| +7% | +$55.6K |
|
193
Union Pacific
UNP
$178B
| $868K | 0.05% |
3,501
-622
| -15% | -$147K |
|
194
American Tower
AMT
$79.1B
| $861K | 0.05% |
3,016
+135
| +5% | +$36.9K |
|
195
Clorox
CLX
$11.6B
| $860K | 0.05% |
5,035
-152
| -3% | -$25.3K |
|
196
ConocoPhillips
COP
$139B
| $841K | 0.04% |
11,494
-4,088
| -26% | -$298K |
|
197
Vanguard Small-Cap ETF
VB
$79.6B
| $841K | 0.04% |
3,713
-5,470
| -60% | -$1.24M |
|
198
Yum! Brands
YUM
$41.1B
| $818K | 0.04% |
5,933
+571
| +11% | +$73K |
|
199
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
| $806K | 0.04% |
+25,991
| New | +$921K |
|
200
Nuveen Quality Municipal Income Fund
NAD
$2.78B
| $795K | 0.04% |
+49,955
| New | +$782K |
|
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Carroll Financial Associates's Q4 2021 Portfolio in Review
As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
- Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
- Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
- Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
- Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
- Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
- Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.
Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.