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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
126
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$1.79M 0.1%
6,991
-39
-0.6% -$9.83K
BX icon
127
Blackstone
BX
$156B
$1.78M 0.1%
13,204
+233
+2% +$31.1K
CRM icon
128
Salesforce
CRM
$140B
$1.75M 0.09%
6,796
-214
-3% -$60.1K
MRK icon
129
Merck
MRK
$315B
$1.75M 0.09%
22,905
+306
+1% +$24.4K
CAT icon
130
Caterpillar
CAT
$409B
$1.75M 0.09%
8,488
-342
-4% -$68.9K
SO icon
131
Southern Company
SO
$107B
$1.74M 0.09%
25,918
-1,793
-6% -$114K
DBOC
132
DELISTED
Innovator Double Stacker 9 Buffer ETF - October
DBOC
$1.73M 0.09%
57,274
– –
AMGN icon
133
Amgen
AMGN
$197B
$1.71M 0.09%
7,606
+605
+9% +$128K
XLK icon
134
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.71M 0.09%
19,324
-9,800
-34% -$807K
DE icon
135
Deere & Co
DE
$162B
$1.71M 0.09%
4,861
+800
+20% +$278K
VGSH icon
136
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.69M 0.09%
27,730
+822
+3% +$50.3K
IEFA icon
137
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.66M 0.09%
22,229
+12,296
+124% +$924K
RQI icon
138
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$1.61M 0.09%
90,183
-800
-0.9% -$13.3K
VEU icon
139
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$1.6M 0.09%
26,057
+483
+2% +$29.9K
FDX icon
140
FedEx
FDX
$75.3B
$1.58M 0.08%
6,186
+1,542
+33% +$370K
QQD
141
DELISTED
Simplify Exchange Traded Funds Simplify Nasdaq 100 PLUS Downside Convexity ETF
QQD
$1.56M 0.08%
47,748
+42,548
+818% +$1.33M
XMLV icon
142
Invesco S&P MidCap Low Volatility ETF
XMLV
$758M
$1.55M 0.08%
26,834
+1,002
+4% +$56K
KOMP icon
143
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.62B
$1.55M 0.08%
25,856
+757
+3% +$47.4K
WFC icon
144
Wells Fargo
WFC
$267B
$1.54M 0.08%
31,500
+2,198
+8% +$108K
MMM icon
145
3M
MMM
$83.9B
$1.51M 0.08%
10,220
+1,881
+23% +$280K
HDV
146
iShares Core High Dividend ETF
HDV
$14.2B
$1.51M 0.08%
74,730
+1,245
+2% +$24.4K
ADER
147
DELISTED
26 Capital Acquisition Corp
ADER
$1.44M 0.08%
146,550
-19,504
-12% -$192K
VV icon
148
Vanguard Large-Cap ETF
VV
$52.4B
$1.44M 0.08%
6,507
-1,616
-20% -$347K
COPX icon
149
Global X Copper Miners ETF NEW
COPX
$6.76B
$1.44M 0.08%
38,830
+1,608
+4% +$58.9K
FFLG icon
150
Fidelity Fundamental Large Cap Growth ETF
FFLG
$666M
$1.4M 0.07%
66,474
+7,043
+12% +$150K
4 5
6
7 8

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.