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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.12%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.73%
2 Technology 7.87%
3 Financials 5.31%
4 Healthcare 2.68%
5 Consumer Discretionary 2.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXN icon
101
iShares Global Tech ETF
IXN
$9.5B
$2.49M 0.13%
38,083
+7,033
+23% +$432K
EZM icon
102
WisdomTree US MidCap Fund
EZM
$947M
$2.49M 0.13%
44,517
+240
+0.5% +$13.2K
VGT icon
103
Vanguard Information Technology ETF
VGT
$147B
$2.49M 0.13%
42,760
-9,376
-18% -$515K
VTI icon
104
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$2.38M 0.13%
9,793
-7,138
-42% -$1.69M
NEE icon
105
NextEra Energy
NEE
$171B
$2.36M 0.13%
25,863
+4,035
+18% +$349K
CSX icon
106
CSX Corp
CSX
$95B
$2.36M 0.13%
63,425
+1,327
+2% +$46.8K
D icon
107
Dominion Energy
D
$57.7B
$2.35M 0.13%
30,360
+3,572
+13% +$269K
ABBV icon
108
AbbVie
ABBV
$451B
$2.34M 0.12%
17,394
+1,238
+8% +$146K
SON icon
109
Sonoco
SON
$5.58B
$2.33M 0.12%
40,892
+776
+2% +$46.4K
URA icon
110
Global X Uranium ETF
URA
$6.39B
$2.33M 0.12%
91,475
+22,453
+33% +$592K
IWD icon
111
iShares Russell 1000 Value ETF
IWD
$84.3B
$2.32M 0.12%
13,885
+922
+7% +$151K
PM icon
112
Philip Morris
PM
$299B
$2.26M 0.12%
24,198
+2,581
+12% +$241K
ADP icon
113
Automatic Data Processing
ADP
$114B
$2.25M 0.12%
9,123
-88
-1% -$19.9K
VZ icon
114
Verizon
VZ
$208B
$2.2M 0.12%
41,754
-9,581
-19% -$500K
NKE icon
115
Nike
NKE
$58.7B
$2.19M 0.12%
13,069
+3,898
+43% +$643K
COST icon
116
Costco
COST
$419B
$2.19M 0.12%
3,882
-1,073
-22% -$550K
WMT icon
117
Walmart Inc
WMT
$820B
$2.16M 0.11%
45,981
+2,901
+7% +$138K
NSC icon
118
Norfolk Southern
NSC
$78.3B
$2.14M 0.11%
7,338
+2,587
+54% +$722K
NCNO icon
119
nCino
NCNO
$2.43B
$2.09M 0.11%
37,500
-37,500
-50% -$2.43M
INTC icon
120
Intel
INTC
$473B
$2.07M 0.11%
39,798
-1,552
-4% -$79.3K
FNDX icon
121
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
$2.01M 0.11%
103,152
-1,146
-1% -$21.8K
PKW icon
122
Invesco BuyBack Achievers ETF
PKW
$1.8B
$2.01M 0.11%
20,756
– –
IBM icon
123
IBM
IBM
$222B
$1.94M 0.1%
14,706
+1,277
+10% +$160K
CVS icon
124
CVS Health
CVS
$119B
$1.91M 0.1%
18,665
+921
+5% +$85.1K
T icon
125
AT&T
T
$178B
$1.85M 0.1%
98,871
-24,257
-20% -$453K
3 4
5
6 7

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, down from 75% a quarter earlier, followed by Technology and Financials.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.