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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
51
Vanguard Growth ETF
VUG
$221B
$6.51M 0.35%
120,180
-41,928
-26% -$2.18M
VIGI icon
52
Vanguard International Dividend Appreciation ETF
VIGI
$8.88B
$6.49M 0.35%
75,899
-15
-0% -$1.33K
VFMF icon
53
Vanguard US Multifactor ETF
VFMF
$717M
$6.46M 0.34%
60,189
+3,693
+7% +$390K
IJH icon
54
iShares Core S&P Mid-Cap ETF
IJH
$122B
$6.09M 0.32%
107,985
-91,095
-46% -$5.07M
HD icon
55
Home Depot
HD
$338B
$6.03M 0.32%
14,921
+1,976
+15% +$752K
SCHD icon
56
Schwab US Dividend Equity ETF
SCHD
$100B
$5.97M 0.32%
222,462
-72,246
-25% -$1.88M
PREF icon
57
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$5.97M 0.32%
294,117
+21,157
+8% +$431K
EJAN icon
58
Innovator Emerging Markets Power Buffer ETF January
EJAN
$143M
$5.54M 0.29%
186,891
-7,819
-4% -$234K
HDEF icon
59
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.3B
$5.39M 0.29%
228,202
+9,072
+4% +$210K
PEP icon
60
PepsiCo
PEP
$187B
$5.27M 0.28%
30,735
+5,703
+23% +$932K
CSB icon
61
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
$5.14M 0.27%
84,058
-69
-0.1% -$4.16K
AIQ icon
62
Global X Artificial Intelligence & Technology ETF
AIQ
$9.34B
$5.1M 0.27%
158,328
+2,355
+2% +$74.8K
PXH icon
63
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.88B
$5.08M 0.27%
231,266
+45,578
+25% +$1.02M
ENB icon
64
Enbridge
ENB
$124B
$5.07M 0.27%
132,221
+6,223
+5% +$250K
MNA icon
65
IQ ARB Merger Arbitrage ETF
MNA
$252M
$5.02M 0.27%
155,573
+6,607
+4% +$215K
VXF icon
66
Vanguard Extended Market ETF
VXF
$30.5B
$4.69M 0.25%
25,407
+637
+3% +$120K
VOO icon
67
Vanguard S&P 500 ETF
VOO
$974B
$4.63M 0.25%
10,554
+3,863
+58% +$1.63M
DIS icon
68
Walt Disney
DIS
$170B
$4.62M 0.25%
30,244
-289
-0.9% -$46.7K
VCSH icon
69
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$4.6M 0.25%
56,619
-2,060
-4% -$168K
CVX icon
70
Chevron
CVX
$373B
$4.59M 0.24%
38,657
+1,053
+3% +$120K
KO icon
71
Coca-Cola
KO
$351B
$4.5M 0.24%
76,779
+12,984
+20% +$723K
IVW icon
72
iShares S&P 500 Growth ETF
IVW
$73.1B
$4.34M 0.23%
51,210
-39,668
-44% -$3.2M
PXF icon
73
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$4.27M 0.23%
89,993
+5,669
+7% +$270K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$4.23T
$4.2M 0.22%
28,400
-4,340
-13% -$625K
ITOT icon
75
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$4.15M 0.22%
38,561
+8,015
+26% +$838K
1 2
3
4 5

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.