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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.12%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
(+4.9%)
Cap. Flow
-$37.1M
Cap. Flow
% of AUM
-1.97%
Top 10 Holdings %
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson AAA CLO ETF
JAAA
|
+$34.1M |
| 2 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$14.1M |
| 3 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$8.94M |
| 4 |
VanEck Inflation Allocation ETF
RAAX
|
+$6.02M |
| 5 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$3.57M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$33.6M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$11.4M |
| 3 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$9.7M |
| 4 |
Schwab US Large- Cap ETF
SCHX
|
+$6.92M |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$5.08M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 73.73% |
| 2 | Technology | 7.87% |
| 3 | Financials | 5.31% |
| 4 | Healthcare | 2.68% |
| 5 | Consumer Discretionary | 2.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Truist Financial
TFC
$58.7B
| $12.5M | 0.66% |
213,182
+8,364
| +4% | +$511K |
|
27
Lowe's Companies
LOW
$109B
| $11.9M | 0.64% |
47,080
+2,267
| +5% | +$539K |
|
28
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
| $11.7M | 0.62% |
231,200
+27,834
| +14% | +$1.41M |
|
29
LHA Market State Tactical Beta ETF
MSTB
$194M
| $11.5M | 0.61% |
355,761
-7,184
| -2% | -$229K |
|
30
Simplify US Equity PLUS Downside Convexity ETF
SPD
$102M
| $11.2M | 0.6% |
335,216
+21,736
| +7% | +$699K |
|
31
Johnson & Johnson
JNJ
$644B
| $11M | 0.59% |
64,870
+7,079
| +12% | +$1.16M |
|
32
iShares Global 100 ETF
IOO
$8.94B
| $10.1M | 0.54% |
128,446
+880
| +0.7% | +$66.6K |
|
|
33
VanEck Inflation Allocation ETF
RAAX
$1.33B
| $10.1M | 0.54% |
372,448
+224,681
| +152% | +$6.02M |
|
34
JPMorgan Chase
JPM
$922B
| $9.31M | 0.5% |
58,862
+2,461
| +4% | +$404K |
|
35
Pfizer
PFE
$156B
| $9.2M | 0.49% |
155,325
+14,347
| +10% | +$711K |
|
36
ExxonMobil
XOM
$670B
| $9.14M | 0.49% |
147,691
+2,691
| +2% | +$168K |
|
37
iShares Core Dividend Growth ETF
DGRO
$42.3B
| $8.74M | 0.47% |
157,626
+9,045
| +6% | +$483K |
|
38
Invesco QQQ Trust
QQQ
$472B
| $8.7M | 0.46% |
21,569
-3,569
| -14% | -$1.38M |
|
|
39
Janus Henderson Short Duration Income ETF
VNLA
$3.43B
| $8.26M | 0.44% |
166,870
-673,260
| -80% | -$33.6M |
|
40
Bank of America
BAC
$401B
| $7.86M | 0.42% |
176,031
-2,622
| -1% | -$119K |
|
41
Global X Emerging Markets Bond ETF
EMBD
$245M
| $7.85M | 0.42% |
300,406
+43,035
| +17% | +$1.13M |
|
42
American Express
AXP
$210B
| $7.73M | 0.41% |
47,049
-4,572
| -9% | -$780K |
|
43
Amazon
AMZN
$2.64T
| $7.63M | 0.41% |
45,000
+1,580
| +4% | +$270K |
|
44
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18B
| $7.37M | 0.39% |
148,809
+24,717
| +20% | +$1.21M |
|
45
iShares Core S&P Small-Cap ETF
IJR
$105B
| $7.24M | 0.39% |
62,902
-41,110
| -40% | -$4.69M |
|
46
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
| $7.17M | 0.38% |
173,525
+7,236
| +4% | +$309K |
|
47
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.99B
| $7.02M | 0.37% |
98,145
| – | – |
|
48
Procter & Gamble
PG
$342B
| $6.88M | 0.37% |
42,500
+1,806
| +4% | +$268K |
|
49
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.72B
| $6.77M | 0.36% |
177,301
+63,394
| +56% | +$2.35M |
|
50
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
| $6.55M | 0.35% |
44,794
+1,888
| +4% | +$267K |
|
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Carroll Financial Associates's Q4 2021 Portfolio in Review
As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, down from 75% a quarter earlier, followed by Technology and Financials.
- Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
- Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
- Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
- Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
- Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
- Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
- Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.
Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.