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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.12%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.73%
2 Technology 7.87%
3 Financials 5.31%
4 Healthcare 2.68%
5 Consumer Discretionary 2.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
76
First Trust Capital Strength ETF
FTCS
$8B
$4.09M 0.22%
48,562
-1,090
-2% -$87.5K
MCD icon
77
McDonald's
MCD
$188B
$4.06M 0.22%
15,143
+3,211
+27% +$811K
CSCO icon
78
Cisco
CSCO
$433B
$4.05M 0.22%
63,921
+265
+0.4% +$15.1K
LRFC
79
DELISTED
Logan Ridge Finance Corp
LRFC
$4.03M 0.21%
173,462
+52,183
+43% +$1.29M
IUSG icon
80
iShares Core S&P US Growth ETF
IUSG
$33.5B
$4.01M 0.21%
34,225
+4,878
+17% +$544K
GOOG icon
81
Alphabet (Google) Class C
GOOG
$4.19T
$3.95M 0.21%
26,680
-3,360
-11% -$486K
TSOC
82
DELISTED
Innovator Triple Stacker ETF - October
TSOC
$3.87M 0.21%
119,514
+63,257
+112% +$2.01M
VWO icon
83
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$3.82M 0.2%
77,401
+70,780
+1,069% +$3.57M
FCNCA icon
84
First Citizens BancShares
FCNCA
$24.8B
$3.58M 0.19%
4,160
-700
-14% -$584K
DGS icon
85
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.75B
$3.49M 0.19%
66,022
+1,563
+2% +$82.3K
NUE icon
86
Nucor
NUE
$56.8B
$3.43M 0.18%
29,401
+1,471
+5% +$161K
RY icon
87
Royal Bank of Canada
RY
$283B
$3.33M 0.18%
31,523
-5,223
-14% -$542K
OUSA icon
88
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$756M
$3.22M 0.17%
69,154
+7,619
+12% +$337K
ABT icon
89
Abbott
ABT
$195B
$2.85M 0.15%
20,177
+1,213
+6% +$155K
V icon
90
Visa
V
$712B
$2.85M 0.15%
13,105
-197
-1% -$42.3K
AMAT icon
91
Applied Materials
AMAT
$366B
$2.81M 0.15%
17,244
-800
-4% -$116K
KJAN icon
92
Innovator US Small Cap Power Buffer ETF January
KJAN
$327M
$2.8M 0.15%
87,070
-3,434
-4% -$109K
UPS icon
93
United Parcel Service
UPS
$89.6B
$2.76M 0.15%
12,836
+153
+1% +$31.1K
TSLA icon
94
Tesla
TSLA
$1.38T
$2.76M 0.15%
7,566
-165
-2% -$55.3K
VTV icon
95
Vanguard Morningstar Value ETF
VTV
$192B
$2.72M 0.14%
18,550
-10,269
-36% -$1.47M
MGK icon
96
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.6B
$2.64M 0.14%
49,900
+4,910
+11% +$249K
SPLV icon
97
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
$2.58M 0.14%
37,986
-16,786
-31% -$1.08M
LLY icon
98
Eli Lilly
LLY
$1.05T
$2.57M 0.14%
9,245
+2,417
+35% +$613K
EPS icon
99
WisdomTree US LargeCap Fund
EPS
$1.66B
$2.52M 0.13%
49,926
+642
+1% +$31.3K
MDT icon
100
Medtronic
MDT
$117B
$2.51M 0.13%
24,031
-131
-0.5% -$15.2K
2 3
4
5 6

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, down from 75% a quarter earlier, followed by Technology and Financials.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.