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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
(+4.9%)
Cap. Flow
-$37.1M
Cap. Flow
% of AUM
-1.97%
Top 10 Holdings %
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson AAA CLO ETF
JAAA
|
+$34.1M |
| 2 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$14.1M |
| 3 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$8.94M |
| 4 |
VanEck Inflation Allocation ETF
RAAX
|
+$6.02M |
| 5 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$3.57M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$33.6M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$11.4M |
| 3 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$9.7M |
| 4 |
Schwab US Large- Cap ETF
SCHX
|
+$6.92M |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$5.08M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.87% |
| 2 | Financials | 5.3% |
| 3 | Healthcare | 2.68% |
| 4 | Consumer Discretionary | 2.41% |
| 5 | Consumer Staples | 1.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Texas Instruments
TXN
$258B
| $506K | 0.03% |
2,641
-121
| -4% | -$23.2K |
|
252
iShares National Muni Bond ETF
MUB
$45.5B
| $503K | 0.03% |
4,321
+1,853
| +75% | +$215K |
|
253
Ford
F
$56.7B
| $501K | 0.03% |
24,113
+5,431
| +29% | +$99.9K |
|
254
Invesco Variable Rate Preferred ETF
VRP
$3B
| $501K | 0.03% |
19,453
+4,051
| +26% | +$105K |
|
255
GSK
GSK
$104B
| $496K | 0.03% |
9,014
+352
| +4% | +$18.3K |
|
256
Edwards Lifesciences
EW
$49.4B
| $483K | 0.03% |
3,704
+24
| +0.7% | +$2.8K |
|
257
General Mills
GIS
$20.3B
| $479K | 0.03% |
7,260
-1,511
| -17% | -$96K |
|
258
Corning
GLW
$133B
| $479K | 0.03% |
12,826
+2,462
| +24% | +$92.2K |
|
259
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
| $475K | 0.03% |
4,632
+154
| +3% | +$15.3K |
|
|
260
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
| $471K | 0.03% |
2,904
-61,369
| -95% | -$9.7M |
|
261
Phillips 66
PSX
$82.9B
| $469K | 0.03% |
6,450
+238
| +4% | +$18K |
|
262
iShares Global Clean Energy ETF
ICLN
$2.48B
| $466K | 0.02% |
21,981
+355
| +2% | +$8.16K |
|
263
SouthState Bank Corp
SSB
$10.1B
| $463K | 0.02% |
5,765
-7
| -0.1% | -$556 |
|
264
Allstate
ALL
$64.3B
| $458K | 0.02% |
3,948
+1,583
| +67% | +$187K |
|
265
Baxter International
BAX
$11.7B
| $457K | 0.02% |
5,279
+1,084
| +26% | +$87.3K |
|
266
Innovator US Equity Power Buffer ETF September
PSEP
$845M
| $435K | 0.02% |
14,318
| – | – |
|
267
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $433K | 0.02% |
+15,945
| New | +$434K |
|
|
BNY
268
Bank of New York Mellon
BNY
$108B
| $423K | 0.02% |
7,240
+110
| +2% | +$6.33K |
|
269
BP
BP
$108B
| $423K | 0.02% |
15,607
-186
| -1% | -$5.16K |
|
270
iShares Fallen Angels USD Bond ETF
FALN
$1.64B
| $419K | 0.02% |
+13,974
| New | +$418K |
|
271
Lockheed Martin
LMT
$117B
| $419K | 0.02% |
1,197
+125
| +12% | +$43.2K |
|
272
Zimmer Biomet
ZBH
$17.6B
| $414K | 0.02% |
3,338
-161
| -5% | -$21.1K |
|
|
AHRT
273
AH Realty Trust
AHRT
$535M
| $413K | 0.02% |
26,952
+946
| +4% | +$13.6K |
|
274
Labcorp
LH
$23.2B
| $412K | 0.02% |
1,563
-56
| -3% | -$13.9K |
|
275
iShares Russell Mid-Cap ETF
IWR
$56.6B
| $411K | 0.02% |
4,963
+2,325
| +88% | +$191K |
|
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Carroll Financial Associates's Q4 2021 Portfolio in Review
As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
- Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
- Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
- Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
- Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
- Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
- Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.
Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.