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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$88.3M
Cap. Flow
-$37.1M
Cap. Flow %
-1.97%
Top 10 Hldgs %
44.75%
Holding
2,065
New
131
Increased
428
Reduced
514
Closed
302

Top Buys

Rank Stock Value
1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$34.1M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$14.1M
3
ARMR
Armor US Equity Index ETF
ARMR
+$8.94M
4
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$6.02M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.57M

Top Sells

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.6M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$11.4M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.92M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$5.08M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 5.3%
3 Healthcare 2.68%
4 Consumer Discretionary 2.41%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
301
Archer Daniels Midland
ADM
$41.4B
$341K 0.02%
5,167
+44
+0.9% +$2.84K
INTU icon
302
Intuit
INTU
$79.6B
$335K 0.02%
514
-11
-2% -$6.79K
IZRL icon
303
ARK Israel Innovative Technology ETF
IZRL
$141M
$330K 0.02%
11,500
– –
VEA icon
304
Vanguard FTSE Developed Markets ETF
VEA
$226B
$326K 0.02%
6,372
-484
-7% -$24.9K
MKL icon
305
Markel Group
MKL
$24.7B
$325K 0.02%
267
+54
+25% +$68.1K
RJF icon
306
Raymond James Financial
RJF
$32.8B
$325K 0.02%
3,223
-6,500
-67% -$642K
VLUE icon
307
iShares MSCI USA Value Factor ETF
VLUE
$9.6B
$323K 0.02%
2,959
-530
-15% -$55.8K
BUFF icon
308
Innovator Laddered Allocation Power Buffer ETF
BUFF
$883M
$316K 0.02%
+8,800
New +$313K
EPD icon
309
Enterprise Products Partners
EPD
$82.6B
$316K 0.02%
14,662
+5,974
+69% +$134K
TROW icon
310
T. Rowe Price
TROW
$25.1B
$316K 0.02%
1,588
– –
ACWI icon
311
iShares MSCI ACWI ETF
ACWI
$32.8B
$315K 0.02%
2,969
+757
+34% +$79.1K
IWS icon
312
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$315K 0.02%
2,595
– –
USFR
313
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$314K 0.02%
12,526
+8,942
+249% +$224K
IAT icon
314
iShares US Regional Banks ETF
IAT
$688M
$310K 0.02%
5,015
-12,098
-71% -$765K
RGEN icon
315
Repligen
RGEN
$8.31B
$310K 0.02%
1,160
-9
-0.8% -$2.42K
OUSM icon
316
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$891M
$308K 0.02%
8,308
– –
GD icon
317
General Dynamics
GD
$99.7B
$307K 0.02%
1,482
+67
+5% +$13.5K
NOW icon
318
ServiceNow
NOW
$106B
$303K 0.02%
2,285
-780
-25% -$102K
EPR icon
319
EPR Properties
EPR
$4.76B
$302K 0.02%
6,367
– –
DVY icon
320
iShares Select Dividend ETF
DVY
$23.8B
$301K 0.02%
2,476
– –
MINT icon
321
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$301K 0.02%
2,972
-29,054
-91% -$2.96M
MSOS icon
322
AdvisorShares Pure US Cannabis ETF
MSOS
$905M
$299K 0.02%
11,825
+2,650
+29% +$73.2K
NVS icon
323
Novartis
NVS
$293B
$298K 0.02%
3,408
-50
-1% -$4.15K
DEO icon
324
Diageo
DEO
$46.7B
$293K 0.02%
1,332
-62
-4% -$12.7K
IVE icon
325
iShares S&P 500 Value ETF
IVE
$48.8B
$293K 0.02%
1,882
-2,136
-53% -$325K
11 12
13
14 15

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Carroll Financial Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Carroll Financial Associates held 2,065 positions worth $1.88B, up 4.9% from $1.79B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q4 2021 filing shows 131 new, 428 increased, 514 reduced and 302 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M. The largest sale was Janus Henderson Short Duration Income ETF, an estimated $33.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2021 buy was Janus Henderson AAA CLO ETF: 676,455 shares worth $34.1M.
  • Carroll Financial Associates added most to iShares 0-5 Year TIPS Bond ETF in Q4 2021, an estimated $14.1M increase.
  • Carroll Financial Associates's biggest Q4 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $33.6M.
  • Carroll Financial Associates fully exited John Hancock Multifactor Large Cap ETF in Q4 2021, selling an estimated $2.3M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.88B portfolio in Q4 2021.
  • Carroll Financial Associates opened 131 new positions and closed 302 in Q4 2021.
  • Carroll Financial Associates's portfolio value rose 4.9% quarter-over-quarter to $1.88B.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.