Carroll Financial Associates’s Fidus Investment FDUS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	$146K	Hold	8,190	–	–	0.01%	446
2021 Q3	$142K	Hold	8,190	–	–	0.01%	462
2021 Q2	$139K	Hold	8,190	–	–	0.01%	501
2021 Q1	$127K	Hold	8,190	–	–	0.01%	506
2020 Q4	$107K	Hold	8,190	–	–	0.01%	508
2020 Q3	$80K	Hold	8,190	–	–	0.01%	529
2020 Q2	$74K	Buy	8,190 +2,730	+50%	+$24.7K	0.01%	545
2020 Q1	$36K	Hold	5,460	–	–	﹤0.01%	647
2019 Q4	$81K	Hold	5,460	–	–	0.01%	550
2019 Q3	$80K	Hold	5,460	–	–	0.01%	547
2019 Q2	$87K	Hold	5,460	–	–	0.01%	519
2019 Q1	$83K	Hold	5,460	–	–	0.01%	481
2018 Q4	$68K	Hold	5,460	–	–	0.01%	444
2018 Q3	$79K	Hold	5,460	–	–	0.01%	435
2018 Q2	$77K	Hold	5,460	–	–	0.01%	435
2018 Q1	$70K	Hold	5,460	–	–	0.01%	439
2017 Q4	$82K	Sell	5,460 -500	-8%	-$7.51K	0.01%	408
2017 Q3	$95K	Hold	5,960	–	–	0.01%	384
2017 Q2	$100K	Hold	5,960	–	–	0.01%	374
2017 Q1	$104K	Hold	5,960	–	–	0.01%	346
2016 Q4	$93K	Hold	5,960	–	–	0.01%	358
2016 Q3	$93K	Buy	5,960 +500	+9%	+$7.8K	0.01%	352
2016 Q2	$83K	Hold	5,460	–	–	0.01%	358
2016 Q1	$84K	Hold	5,460	–	–	0.02%	339
2015 Q4	$74K	Hold	5,460	–	–	0.02%	337
2015 Q3	$80K	Hold	5,460	–	–	0.02%	317
2015 Q2	$81K	Hold	5,460	–	–	0.02%	296
2015 Q1	$84K	Sell	5,460 -4,280	-44%	-$65.8K	0.04%	207
2014 Q4	$149K	Buy	9,740 +4,280	+78%	+$65.5K	0.1%	128
2014 Q3	$92K	Sell	5,460 -1,250	-19%	-$21.1K	0.03%	230
2014 Q2	$138K	Hold	6,710	–	–	0.04%	195
2014 Q1	$130K	Buy	6,710 +1,250	+23%	+$24.2K	0.04%	188
2013 Q4	$118K	Hold	5,460	–	–	0.04%	189
2013 Q3	$105K	Hold	5,460	–	–	0.04%	198
2013 Q2	$102K	Buy	+5,460	New	+$102K	0.05%	161