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Fidus Investment

43 hedge funds and large institutions have $45.9M invested in Fidus Investment in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 4643 (-3)

7% less capital invested

Capital invested by funds: $49.2M → $45.9M (-$3.35M)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $145K

Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
17
Reduced
13
Closed
8
Calls
Puts
$145K
Net Calls
-$145K
Net Calls Change
-$145K
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$9.14M -$599K -42,886 -6%
YMRC
2
Yorktown Management & Research Company
Virginia
$5.41M -$559K -40,000 -9%
AAM
3
Advisors Asset Management
Colorado
$4.26M -$1.15M -81,947 -21%
UBS Group
4
UBS Group
Switzerland
$3.95M +$96.7K +6,917 +2%
SG
5
StepStone Group
California
$3.56M
BCM
6
Buckhead Capital Management
Georgia
$3.06M -$279 -20 -0%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.99M +$346K +24,735 +13%
WFI
8
West Family Investments
California
$2.65M +$1.17M +83,574 +76%
BTS
9
BB&T Securities
Virginia
$1.36M -$127K -9,109 -8%
MC
10
Muzinich & Co
New York
$1.04M
BG
11
BlackRock Group
United Kingdom
$974K -$70.4K -5,037 -7%
GC
12
Guggenheim Capital
Illinois
$967K -$13.2K -945 -1%
Morgan Stanley
13
Morgan Stanley
New York
$793K +$112K +8,050 +16%
VFS
14
VSR Financial Services
Kansas
$789K -$41.9K -3,000 -5%
Two Sigma Investments
15
Two Sigma Investments
New York
$695K +$537K +38,425 +311%
Two Sigma Advisers
16
Two Sigma Advisers
New York
$589K +$43.5K +3,113 +8%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$500K -$16K -1,145 -3%
BW
18
Bison Wealth
Georgia
$391K
OC
19
Oppenheimer & Co
New York
$359K +$145K +10,354 +65%
OCG
20
Opus Capital Group
Ohio
$328K +$31.3K +2,240 +10%
RJT
21
Raymond James Trust
Florida
$305K -$22.9K -1,641 -7%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$303K +$13.4K +962 +5%
KC
23
Kingfisher Capital
North Carolina
$186K +$252 +18 +0.1%
Millennium Management
24
Millennium Management
New York
$186K +$190K +13,585 New
BFA
25
Bragg Financial Advisors
North Carolina
$178K

FDUS Hedge Fund Activity: Q4 2015 in Review

43 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2015, worth a combined $45.9M — down 6.8% from $49.2M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FDUS and 5 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 17 added.

The largest buyer was West Family Investments, adding an estimated $1.17M. The largest seller was Novare Capital Management, exiting entirely with an estimated $2.8M sold.

  • 43 institutional investors held Fidus Investment (FDUS) as of Q4 2015, down from 46 in Q3 2015.
  • Funds reported $45.9M of Fidus Investment stock for Q4 2015, down 6.8% quarter-over-quarter.
  • 5 funds opened new Fidus Investment positions in Q4 2015 and 8 closed out, a net change of -3 holders.
  • The largest Fidus Investment buyer in Q4 2015 was West Family Investments, an estimated $1.17M added.
  • The largest Fidus Investment seller in Q4 2015 was Novare Capital Management, an estimated $2.8M sold.

Based on aggregated 13F filings for Q4 2015.