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Fidus Investment
FDUS

67 hedge funds and large institutions have $121M invested in Fidus Investment in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

1.04% more ownership

Funds ownership: 31.03% → 32.07% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less capital invested

Capital invested by funds: $126M → $121M (-$4.99M)

4% less funds holding

Funds holding: 70 → 67 (-3)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

Holders
67
Holders Change
-3
Holders Change %
-4.29%
% of All Funds
1.67%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
21
Reduced
19
Closed
11
Calls
$246K
Puts
–
Net Calls
+$246K
Net Calls Change
-$1.03M

Top Buyers

Rank Fund Capital Flow
1
MC
Muzinich & Co
New York
+$3.91M
2
Morgan Stanley
Morgan Stanley
New York
+$836K
3
BTS
BB&T Securities
Virginia
+$683K
4
YMRC
Yorktown Management & Research Company
Virginia
+$575K
5
SGI
Summit Global Investments
Utah
+$494K

Top Sellers

Rank Fund Capital Flow
1
OCG
Opus Capital Group
Ohio
-$917K
2
SIC
Salem Investment Counselors
North Carolina
-$723K
3
AM
Ares Management
California
-$706K
4
MC
Moors & Cabot
Massachusetts
-$349K
5
OIA
Optimum Investment Advisors
Illinois
-$269K
Name Holding Trade Value Shares
Change 		Change in
Stake
MC
1
Muzinich & Co
New York
$20.1M +$3.91M +238,432 +24%
RJA
2
Raymond James & Associates
Florida
$15.5M -$148K -8,992 -0.9%
UBS Group
3
UBS Group
Switzerland
$9.83M +$257K +15,641 +3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.98M +$339K +20,675 +4%
AAM
5
Advisors Asset Management
Colorado
$6.84M -$144K -8,799 -2%
NCM
6
Novare Capital Management
North Carolina
$5.56M +$242K +14,725 +4%
AR
7
Advisory Research
Illinois
$4.78M +$416K +25,317 +9%
SMDAM
8
Sumitomo Mitsui DS Asset Management
Japan
$4.6M +$422K +25,711 +10%
AM
9
Ares Management
California
$4.48M -$706K -43,023 -13%
YMRC
10
Yorktown Management & Research Company
Virginia
$4.42M +$575K +35,000 +15%
SG
11
StepStone Group
California
$4.18M – – –
BTS
12
BB&T Securities
Virginia
$3.53M +$683K +41,592 +23%
VanEck Associates
13
VanEck Associates
New York
$2.81M -$134K -8,178 -4%
OCG
14
Opus Capital Group
Ohio
$2.7M -$917K -55,878 -25%
BCM
15
Buckhead Capital Management
Georgia
$2.59M +$15.8K +965 +0.6%
BlackRock
16
BlackRock
New York
$2.28M -$139K -8,472 -6%
Morgan Stanley
17
Morgan Stanley
New York
$2.17M +$836K +50,939 +61%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$1.9M -$52.5K -3,200 -3%
Ohio Public Employees Retirement System (OPERS)
19
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.72M – – –
MCM
20
McKinley Capital Management
Alaska
$1.4M +$47.2K +2,876 +3%
GC
21
Guggenheim Capital
Illinois
$1.31M +$45.4K +2,766 +4%
ACM
22
Ativo Capital Management
Illinois
$949K – – –
Two Sigma Investments
23
Two Sigma Investments
New York
$901K -$140K -8,513 -13%
NFA
24
Nuveen Fund Advisors
Illinois
$734K -$90.8K -5,534 -11%
Mackenzie Financial
25
Mackenzie Financial
Ontario, Canada
$505K – – –
1
2 3 4

FDUS Hedge Fund Activity: Q3 2017 in Review

67 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2017, worth a combined $121M — down 4% from $126M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FDUS and 8 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Muzinich & Co, adding an estimated $3.91M. The largest seller was Opus Capital Group, cutting an estimated $917K.

  • 67 institutional investors held Fidus Investment (FDUS) as of Q3 2017, down from 70 in Q2 2017.
  • Funds reported $121M of Fidus Investment stock for Q3 2017, down 4% quarter-over-quarter.
  • 8 funds opened new Fidus Investment positions in Q3 2017 and 11 closed out, a net change of -3 holders.
  • The largest Fidus Investment buyer in Q3 2017 was Muzinich & Co, an estimated $3.91M added.
  • The largest Fidus Investment seller in Q3 2017 was Opus Capital Group, an estimated $917K sold.

Based on aggregated 13F filings for Q3 2017.