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Fidus Investment
FDUS

47 hedge funds and large institutions have $64.1M invested in Fidus Investment in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 5

8% more capital invested

Capital invested by funds: $59.1M → $64.1M (+$5.01M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

4% less funds holding

Funds holding: 49 → 47 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $105K

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
18
Reduced
5
Closed
11
Calls
–
Puts
$105K
Net Calls
-$105K
Net Calls Change
-$106K

Top Buyers

1
BTS
BB&T Securities
Virginia
+$1.08M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.05M
3
Two Sigma Investments
Two Sigma Investments
New York
+$886K
4
RJA
Raymond James & Associates
Florida
+$818K
5
Morgan Stanley
Morgan Stanley
New York
+$443K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$2.44M
2
RFC
Regions Financial Corp
Alabama
-$2.08M
3
DC
Deere & Company
Illinois
-$444K
4
MERSOM
Municipal Employees' Retirement System of Michigan
Michigan
-$287K
5
Goldman Sachs
Goldman Sachs
New York
-$271K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
1
BB&T Securities
Virginia
$15.5M +$1.08M +67,008 +179%
RJA
2
Raymond James & Associates
Florida
$9.45M +$818K +50,971 +9%
AAM
3
Advisors Asset Management
Colorado
$7.82M -$2.44M -151,918 -22%
YMRC
4
Yorktown Management & Research Company
Virginia
$7.64M – – –
UBS Group
5
UBS Group
Switzerland
$4.31M +$4.66M +290,040 New
SG
6
StepStone Group
California
$3.86M – – –
BCM
7
Buckhead Capital Management
Georgia
$2.34M – – –
GC
8
Guggenheim Capital
Illinois
$1.7M +$269K +16,724 +17%
Two Sigma Investments
9
Two Sigma Investments
New York
$1.54M +$886K +55,173 +114%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$1.36M +$1.05M +65,200 +244%
MC
11
Muzinich & Co
New York
$965K +$1.04M +65,013 New
State Street
12
State Street
Massachusetts
$916K +$20.9K +1,300 +2%
BG
13
BlackRock Group
United Kingdom
$913K -$115K -7,149 -10%
VFS
14
VSR Financial Services
Kansas
$900K -$36.9K -2,300 -4%
Millennium Management
15
Millennium Management
New York
$829K +$209 +13 +0%
Morgan Stanley
16
Morgan Stanley
New York
$563K +$443K +27,570 +266%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$518K +$314K +19,584 +128%
B
18
Baird
Wisconsin
$482K +$122K +7,568 +30%
RJT
19
Raymond James Trust
Florida
$255K +$48.2K +3,000 +21%
OC
20
Oppenheimer & Co
New York
$210K -$4.01K -250 -2%
KC
21
Kingfisher Capital
North Carolina
$201K +$8.77K +546 +4%
WFI
22
West Family Investments
California
$198K +$214K +13,328 New
BFA
23
Bragg Financial Advisors
North Carolina
$193K – – –
CIBC World Market
24
CIBC World Market
Ontario, Canada
$187K +$202K +12,600 New
DCM
25
Dialectic Capital Management
Connecticut
$169K +$183K +11,381 New
1
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FDUS Hedge Fund Activity: Q4 2014 in Review

47 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2014, worth a combined $64.1M — up 8.5% from $59.1M a quarter earlier.

Fund positioning in FDUS was balanced in Q4 2014: 11 funds opened new positions, 11 closed out, 18 added to existing stakes and 5 trimmed.

The largest buyer was BB&T Securities, adding an estimated $1.08M. The largest seller was Advisors Asset Management, cutting an estimated $2.44M.

  • 47 institutional investors held Fidus Investment (FDUS) as of Q4 2014, down from 49 in Q3 2014.
  • Funds reported $64.1M of Fidus Investment stock for Q4 2014, up 8.5% quarter-over-quarter.
  • 11 funds opened new Fidus Investment positions in Q4 2014 and 11 closed out, a net change of 0 holders.
  • The largest Fidus Investment buyer in Q4 2014 was BB&T Securities, an estimated $1.08M added.
  • The largest Fidus Investment seller in Q4 2014 was Advisors Asset Management, an estimated $2.44M sold.

Based on aggregated 13F filings for Q4 2014.