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Fidus Investment
FDUS

86 hedge funds and large institutions have $49.3M invested in Fidus Investment in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

12% more funds holding

Funds holding: 77 → 86 (+9)

0.65% less ownership

Funds ownership: 30.78% → 30.13% (-0.65%)

56% less capital invested

Capital invested by funds: $112M → $49.3M (-$62.4M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $107K

Holders
86
Holders Change
+9
Holders Change %
+11.69%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
19
Increased
31
Reduced
24
Closed
8
Calls
–
Puts
$107K
Net Calls
-$107K
Net Calls Change
-$94K

Top Buyers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$3.16M
2
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
+$2.56M
3
EBT
Enterprise Bank & Trust
Massachusetts
+$2.56M
4
RCM
Radcliffe Capital Management
Pennsylvania
+$1.85M
5
WFI
West Family Investments
California
+$1.06M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$4.27M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.12M
3
Morgan Stanley
Morgan Stanley
New York
-$1.81M
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$1.34M
5
RJA
Raymond James & Associates
Florida
-$1.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$7.16M -$1.19M -92,056 -8%
WFI
2
West Family Investments
California
$4.82M +$1.06M +81,900 +13%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.96M -$332K -25,706 -4%
Acadian Asset Management
4
Acadian Asset Management
Massachusetts
$3.76M +$3.16M +244,751 +76%
KCM
5
Kennedy Capital Management
Missouri
$3.38M +$100K +7,771 +2%
NCM
6
Novare Capital Management
North Carolina
$1.86M -$198K -15,325 -5%
VanEck Associates
7
VanEck Associates
New York
$1.83M +$142K +10,974 +4%
EBT
8
Enterprise Bank & Trust
Massachusetts
$1.82M +$2.56M +197,931 New
AAM
9
Advisors Asset Management
Colorado
$1.63M +$284K +21,962 +10%
Arrowstreet Capital
10
Arrowstreet Capital
Massachusetts
$1.6M -$3.12M -241,809 -50%
VEA
11
Virtus ETF Advisers
New York
$1.55M -$828K -64,132 -21%
MC
12
Muzinich & Co
New York
$1.31M -$122K -9,416 -5%
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$1.31M +$2.56M +198,496 New
Truist Financial
14
Truist Financial
North Carolina
$1.24M -$583K -45,181 -19%
RCM
15
Radcliffe Capital Management
Pennsylvania
$948K +$1.85M +143,176 New
Legal & General Group
16
Legal & General Group
United Kingdom
$912K +$87.9K +6,807 +5%
BlackRock
17
BlackRock
New York
$855K -$110K -8,525 -6%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$749K +$110K +8,500 +8%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$659K +$491K +38,023 +62%
AR
20
Advisory Research
Illinois
$486K -$4.52K -350 -0.5%
UBS Group
21
UBS Group
Switzerland
$441K -$4.27M -330,709 -83%
Morgan Stanley
22
Morgan Stanley
New York
$358K -$1.81M -140,033 -72%
MCM
23
McKinley Capital Management
Alaska
$352K -$697 -54 -0.1%
D.E. Shaw & Co
24
D.E. Shaw & Co
New York
$300K +$430K +33,273 +275%
STA
25
Summit Trail Advisors
New York
$300K +$586K +45,388 New
1
2 3 4

FDUS Hedge Fund Activity: Q1 2020 in Review

86 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q1 2020, worth a combined $49.3M — down 56% from $112M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FDUS positions and 8 closed out — a net gain of 11 holders — while 31 added to existing stakes and 24 trimmed.

The largest buyer was Acadian Asset Management, adding an estimated $3.16M. The largest seller was UBS Group, cutting an estimated $4.27M.

  • 86 institutional investors held Fidus Investment (FDUS) as of Q1 2020, up from 77 in Q4 2019.
  • Funds reported $49.3M of Fidus Investment stock for Q1 2020, down 56% quarter-over-quarter.
  • 19 funds opened new Fidus Investment positions in Q1 2020 and 8 closed out, a net change of +11 holders.
  • The largest Fidus Investment buyer in Q1 2020 was Acadian Asset Management, an estimated $3.16M added.
  • The largest Fidus Investment seller in Q1 2020 was UBS Group, an estimated $4.27M sold.

Based on aggregated 13F filings for Q1 2020.