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Fidus Investment
FDUS

74 hedge funds and large institutions have $82.3M invested in Fidus Investment in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 24 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

20% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 20

10% more funds holding

Funds holding: 67 → 74 (+7)

0.97% more ownership

Funds ownership: 27.82% → 28.79% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

17% less capital invested

Capital invested by funds: $99.5M → $82.3M (-$17.2M)

98% less call options, than puts

Call options by funds: $12K | Put options by funds: $677K

Holders
74
Holders Change
+7
Holders Change %
+10.45%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
24
Reduced
20
Closed
8
Calls
$12K
Puts
$677K
Net Calls
-$665K
Net Calls Change
-$549K

Top Buyers

1
AM
Ares Management
California
+$1.96M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$958K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$913K
4
BTS
BB&T Securities
Virginia
+$863K
5
SGI
Summit Global Investments
Utah
+$699K

Top Sellers

1
RJA
Raymond James & Associates
Florida
-$1.28M
2
MC
Muzinich & Co
New York
-$898K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$644K
4
NCM
Novare Capital Management
North Carolina
-$555K
5
UBS Group
UBS Group
Switzerland
-$512K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$12.3M -$1.28M -93,767 -8%
KCM
2
Kennedy Capital Management
Missouri
$8.65M +$398K +29,192 +4%
WFI
3
West Family Investments
California
$7.26M – – –
RJFSA
4
Raymond James Financial Services Advisors
Florida
$6.18M +$297K +21,813 +4%
UBS Group
5
UBS Group
Switzerland
$5.62M -$512K -37,560 -7%
BTS
6
BB&T Securities
Virginia
$4.23M +$863K +63,380 +21%
NCM
7
Novare Capital Management
North Carolina
$3.68M -$555K -40,723 -11%
AM
8
Ares Management
California
$3.48M +$1.96M +143,828 +93%
MC
9
Muzinich & Co
New York
$3.09M -$898K -65,927 -20%
SG
10
StepStone Group
California
$3.04M – – –
AAM
11
Advisors Asset Management
Colorado
$2.41M -$369K -27,083 -12%
VanEck Associates
12
VanEck Associates
New York
$2.14M -$93.4K -6,855 -4%
BlackRock
13
BlackRock
New York
$1.3M -$80K -5,875 -5%
Legal & General Group
14
Legal & General Group
United Kingdom
$1.3M +$201K +14,773 +15%
AR
15
Advisory Research
Illinois
$1.23M -$267K -19,572 -16%
SMDAM
16
Sumitomo Mitsui DS Asset Management
Japan
$1.12M -$250K -18,366 -16%
Two Sigma Advisers
17
Two Sigma Advisers
New York
$963K -$108K -7,923 -9%
Invesco
18
Invesco
Georgia
$935K -$102K -7,503 -9%
Arrowstreet Capital
19
Arrowstreet Capital
Massachusetts
$822K +$958K +70,300 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$783K +$913K +66,997 New
WA
21
WESPAC Advisors
California
$724K -$268K -19,646 -24%
Morgan Stanley
22
Morgan Stanley
New York
$696K -$466K -34,196 -36%
JP Morgan Chase
23
JP Morgan Chase
New York
$689K +$459K +33,678 +133%
MCM
24
McKinley Capital Management
Alaska
$675K -$48.3K -3,545 -6%
Mackenzie Financial
25
Mackenzie Financial
Ontario, Canada
$635K – – –
1
2 3 4

FDUS Hedge Fund Activity: Q4 2018 in Review

74 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2018, worth a combined $82.3M — down 17% from $99.5M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FDUS positions and 8 closed out — a net gain of 7 holders — while 24 added to existing stakes and 20 trimmed.

The largest buyer was Ares Management, adding an estimated $1.96M. The largest seller was Raymond James & Associates, cutting an estimated $1.28M.

  • 74 institutional investors held Fidus Investment (FDUS) as of Q4 2018, up from 67 in Q3 2018.
  • Funds reported $82.3M of Fidus Investment stock for Q4 2018, down 17% quarter-over-quarter.
  • 15 funds opened new Fidus Investment positions in Q4 2018 and 8 closed out, a net change of +7 holders.
  • The largest Fidus Investment buyer in Q4 2018 was Ares Management, an estimated $1.96M added.
  • The largest Fidus Investment seller in Q4 2018 was Raymond James & Associates, an estimated $1.28M sold.

Based on aggregated 13F filings for Q4 2018.