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Fidus Investment

49 hedge funds and large institutions have $59.1M invested in Fidus Investment in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more call options, than puts

Call options by funds: $3K | Put options by funds: $2K

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

23% less funds holding

Funds holding: 6449 (-15)

30% less capital invested

Capital invested by funds: $84.2M → $59.1M (-$25.2M)

75% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 20

Holders
49
Holders Change
-15
Holders Change %
-23.44%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
15
Reduced
18
Closed
20
Calls
$3K
Puts
$2K
Net Calls
+$1K
Net Calls Change
-$456K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.2M -$733K -39,749 -6%
RJA
2
Raymond James & Associates
Florida
$9.67M +$1.26M +68,322 +13%
YMRC
3
Yorktown Management & Research Company
Virginia
$8.49M +$1.51M +81,922 +19%
BTS
4
BB&T Securities
Virginia
$6.17M +$52.2K +2,830 +8%
SG
5
StepStone Group
California
$4.29M
U
6
UBS
Switzerland
$3.79M -$992K -53,808 -19%
BCM
7
Buckhead Capital Management
Georgia
$2.6M -$45.7K -2,480 -2%
RFC
8
Regions Financial Corp
Alabama
$2.08M
GC
9
Guggenheim Capital
Illinois
$1.61M -$246K -13,327 -12%
BG
10
BlackRock Group
United Kingdom
$1.13M -$196K -10,639 -13%
VFS
11
VSR Financial Services
Kansas
$1.04M -$36.9K -2,000 -3%
State Street
12
State Street
Massachusetts
$996K -$18.4K -1,000 -2%
Millennium Management
13
Millennium Management
New York
$921K +$738K +40,026 +254%
Two Sigma Investments
14
Two Sigma Investments
New York
$798K +$305K +16,526 +52%
DC
15
Deere & Company
Illinois
$444K +$496K +26,915 New
Two Sigma Advisers
16
Two Sigma Advisers
New York
$441K +$77.4K +4,200 +19%
B
17
Baird
Wisconsin
$412K +$37K +2,005 +9%
MERSOM
18
Municipal Employees' Retirement System of Michigan
Michigan
$287K
Goldman Sachs
19
Goldman Sachs
New York
$271K +$34.8K +1,885 +13%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$253K +$282K +15,301 New
OC
21
Oppenheimer & Co
New York
$238K -$118K -6,420 -31%
RJT
22
Raymond James Trust
Florida
$235K +$18.4K +1,000 +8%
KC
23
Kingfisher Capital
North Carolina
$215K -$27.7K -1,500 -10%
BFA
24
Bragg Financial Advisors
North Carolina
$215K
BBHC
25
Brown Brothers Harriman & Co
New York
$186K