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Fidus Investment
FDUS

Overview Fund Activity

49 hedge funds and large institutions have $59.1M invested in Fidus Investment in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 20 closing their positions.

Holders
49
Holders Change
-15
Holders Change %
-23.44%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
18
Closed
20
Calls
$3K
Puts
$2K
Net Calls
+$1K
Net Calls Change
-$456K

Top Buyers

1
YMRC
1
Yorktown Management & Research Company
Virginia
$8.49M
2
RJA
2
Raymond James & Associates
Florida
$9.67M
3
Millennium Management
3
Millennium Management
New York
$921K
4
BTS
4
BB&T Securities
Virginia
$6.17M
5
DC
5
Deere & Company
Illinois
$444K

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$0
2
NCM
2
Novare Capital Management
North Carolina
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
PP
4
Paloma Partners
Connecticut
$0
5
U
5
UBS
Switzerland
$3.8M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$11.2M 678,809 -39,749 -6%
RJA
2
Raymond James & Associates
Florida
$9.67M 585,453 +68,322 +13%
YMRC
3
Yorktown Management & Research Company
Virginia
$8.49M 514,405 +81,922 +19%
BTS
4
BB&T Securities
Virginia
$6.17M 37,365 +2,830 +8%
SG
5
StepStone Group
California
$4.29M 260,105 – –
U
6
UBS
Switzerland
$3.8M 229,864 -53,808 -19%
BCM
7
Buckhead Capital Management
Georgia
$2.6M 157,437 -2,480 -2%
RFC
8
Regions Financial Corp
Alabama
$2.08M 125,893 – –
GC
9
Guggenheim Capital
Illinois
$1.61M 97,446 -13,327 -12%
BG
10
BlackRock Group
United Kingdom
$1.13M 68,614 -10,639 -13%
VFS
11
VSR Financial Services
Kansas
$1.04M 62,938 -2,000 -3%
State Street
12
State Street
Massachusetts
$996K 60,376 -1,000 -2%
Millennium Management
13
Millennium Management
New York
$921K 55,799 +40,026 +254%
Two Sigma Investments
14
Two Sigma Investments
New York
$798K 48,307 +16,526 +52%
DC
15
Deere & Company
Illinois
$444K 26,915 +26,915 New
Two Sigma Advisers
16
Two Sigma Advisers
New York
$441K 26,700 +4,200 +19%
B
17
Baird
Wisconsin
$412K 24,929 +2,005 +9%
MERSOM
18
Municipal Employees' Retirement System of Michigan
Michigan
$287K 17,400 – –
Goldman Sachs
19
Goldman Sachs
New York
$271K 16,411 +1,885 +13%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$253K 15,301 +15,301 New
OC
21
Oppenheimer & Co
New York
$238K 14,407 -6,420 -31%
RJT
22
Raymond James Trust
Florida
$235K 14,195 +1,000 +8%
KC
23
Kingfisher Capital
North Carolina
$215K 13,011 -1,500 -10%
BFA
24
Bragg Financial Advisors
North Carolina
$215K 13,011 – –
BBHC
25
Brown Brothers Harriman & Co
New York
$186K 11,286 – –
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