Yorktown Management & Research Company’s Fidus Investment FDUS Stock Holding History

Yorktown Management & Research Company’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-275,000	Closed	-$4.42M	–	382
2017 Q3	$4.42M	Buy	275,000 +35,000	+15%	+$575K	1.16%	15
2017 Q2	$4.04M	Sell	240,000 -160,000	-40%	-$2.76M	1.29%	15
2017 Q1	$7.03M	Hold	400,000	–	–	1.83%	8
2016 Q4	$6.29M	Buy	400,000 +45,000	+13%	+$715K	1.6%	13
2016 Q3	$5.59M	Sell	355,000 -20,000	-5%	-$316K	1.22%	27
2016 Q2	$5.73M	Sell	375,000 -20,000	-5%	-$307K	1.3%	27
2016 Q1	$6.13M	Hold	395,000	–	–	1.19%	25
2015 Q4	$5.41M	Sell	395,000 -40,000	-9%	-$559K	0.96%	25
2015 Q3	$5.99M	Sell	435,000 -79,405	-15%	-$1.16M	0.99%	21
2015 Q2	$7.67M	Hold	514,405	–	–	1.34%	12
2015 Q1	$7.91M	Hold	514,405	–	–	1.43%	19
2014 Q4	$7.64M	Hold	514,405	–	–	1.6%	18
2014 Q3	$8.49M	Buy	514,405 +81,922	+19%	+$1.51M	1.63%	16
2014 Q2	$8.88M	Buy	432,483 +83,383	+24%	+$1.55M	1.65%	17
2014 Q1	$6.74M	Hold	349,100	–	–	1.28%	20
2013 Q4	$7.59M	Hold	349,100	–	–	1.53%	16
2013 Q3	$6.77M	Hold	349,100	–	–	1.45%	20
2013 Q2	$6.53M	Buy	+349,100	New	+$6.46M	1.38%	18

Other funds holding FDUS

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

NCM

Novare Capital Management Charlotte, North Carolina $1.41B AUM 25.38% 1-Year Est. Return

StepStone Group La Jolla, California $2.16B AUM 20.11% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $5.65B AUM 61.31% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Yorktown Management & Research Company's FDUS Position: Q4 2017 in Review

Yorktown Management & Research Company sold out of Fidus Investment (FDUS) in Q4 2017, closing a stake of 275,000 shares — an estimated $4.42M sold.

Yorktown Management & Research Company first reported a position in FDUS in Q2 2013 and held it in 18 quarters. The position peaked at $8.88M in Q2 2014. 68 funds tracked by Wall St. Rank hold FDUS as of Q4 2017.

Yorktown Management & Research Company reported no remaining Fidus Investment position as of Q4 2017 after selling out during the quarter.
Yorktown Management & Research Company sold 275,000 Fidus Investment shares in Q4 2017, an estimated $4.42M.
Yorktown Management & Research Company first reported a position in Fidus Investment in Q2 2013 and held it in 18 quarters.
Yorktown Management & Research Company's Fidus Investment position peaked at $8.88M in Q2 2014.
68 funds tracked by Wall St. Rank held Fidus Investment as of Q4 2017.

Based on Yorktown Management & Research Company's 13F filing for Q4 2017, filed 13 Feb 2018.