Kennedy Capital Management’s Fidus Investment FDUS Stock Holding History

Kennedy Capital Management’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-116,867	Closed	-$1.15M	–	676
2020 Q3	$1.15M	Sell	116,867 -144,375	-55%	-$1.39M	0.03%	533
2020 Q2	$2.37M	Sell	261,242 -249,325	-49%	-$2.16M	0.07%	470
2020 Q1	$3.38M	Buy	510,567 +7,771	+2%	+$100K	0.12%	319
2019 Q4	$7.46M	Buy	502,796 +14,240	+3%	+$214K	0.18%	190
2019 Q3	$7.25M	Sell	488,556 -92,097	-16%	-$1.42M	0.18%	186
2019 Q2	$9.26M	Sell	580,653 -73,680	-11%	-$1.17M	0.22%	146
2019 Q1	$10M	Sell	654,333 -85,378	-12%	-$1.23M	0.24%	119
2018 Q4	$8.65M	Buy	739,711 +29,192	+4%	+$398K	0.21%	142
2018 Q3	$10.4M	Buy	710,519 +12,562	+2%	+$185K	0.19%	169
2018 Q2	$9.92M	Buy	697,957 +85,501	+14%	+$1.17M	0.18%	165
2018 Q1	$7.89M	Buy	612,456 +362,235	+145%	+$5.04M	0.15%	223
2017 Q4	$3.8M	Buy	250,221 +222,670	+808%	+$3.59M	0.07%	503
2017 Q3	$443K	Buy	+27,551	New	+$452K	0.01%	715

Other funds holding FDUS

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Arrowstreet Capital

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Novare Capital Management Charlotte, North Carolina $1.26B AUM 20.28% 1-Year Est. Return

Acadian Asset Management

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Two Sigma Advisers

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Legal & General Group

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return