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Fidus Investment

60 hedge funds and large institutions have $101M invested in Fidus Investment in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

14% more capital invested

Capital invested by funds: $88.9M → $101M (+$12.1M)

2% more funds holding

Funds holding: 5960 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $22K

Holders
60
Holders Change
+1
Holders Change %
+1.69%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
19
Reduced
19
Closed
7
Calls
Puts
$22K
Net Calls
-$22K
Net Calls Change
-$197K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14.7M +$1.72M +84,218 +14%
RJA
2
Raymond James & Associates
Florida
$12.2M +$1.46M +71,804 +15%
BFA
3
BlackRock Fund Advisors
California
$8.29M -$284K -13,954 -4%
YMRC
4
Yorktown Management & Research Company
Virginia
$7.59M
BTS
5
BB&T Securities
Virginia
$6.52M -$282K -13,844 -32%
SG
6
StepStone Group
California
$5.66M
State Street
7
State Street
Massachusetts
$5.07M -$1.92K -94 -0%
U
8
UBS
Switzerland
$4.35M +$318K +15,610 +8%
Northern Trust
9
Northern Trust
Illinois
$4.21M +$207K +10,160 +6%
BIT
10
BlackRock Institutional Trust
California
$3.55M -$287K -14,090 -8%
Vanguard Group
11
Vanguard Group
Pennsylvania
$3.07M +$39.7K +1,948 +1%
RFC
12
Regions Financial Corp
Alabama
$2.73M +$2.16M +106,100 +544%
BCM
13
Buckhead Capital Management
Georgia
$2.55M +$772K +37,859 +48%
GC
14
Guggenheim Capital
Illinois
$2.11M +$762K +37,367 +62%
BG
15
BlackRock Group
United Kingdom
$1.67M +$40.5K +1,987 +3%
TCIM
16
TIAA CREF Investment Management
New York
$1.31M -$36.6K -1,795 -3%
VFS
17
VSR Financial Services
Kansas
$1.29M -$16.8K -826 -1%
BIM
18
BlackRock Investment Management
Delaware
$1.02M -$23.1K -1,131 -2%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$1.01M -$2.38M -116,684 -72%
JP Morgan Chase
20
JP Morgan Chase
New York
$852K -$165K -8,092 -17%
BCM
21
Bridgeway Capital Management
Texas
$783K
Morgan Stanley
22
Morgan Stanley
New York
$750K -$44.2K -2,167 -6%
AR
23
Advisory Research
Illinois
$646K +$606K +29,710 New
SMDAM
24
Sumitomo Mitsui DS Asset Management
Japan
$645K +$606K +29,710 New
California State Teachers Retirement System (CalSTRS)
25
California State Teachers Retirement System (CalSTRS)
California
$539K +$2.04K +100 +0.4%

FDUS Hedge Fund Activity: Q4 2013 in Review

60 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2013, worth a combined $101M — up 14% from $88.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FDUS positions and 7 closed out — a net gain of 1 holder — while 19 added to existing stakes and 19 trimmed.

The largest buyer was Regions Financial Corp, adding an estimated $2.16M. The largest seller was Bank of New York Mellon, cutting an estimated $2.38M.

  • 60 institutional investors held Fidus Investment (FDUS) as of Q4 2013, up from 59 in Q3 2013.
  • Funds reported $101M of Fidus Investment stock for Q4 2013, up 14% quarter-over-quarter.
  • 8 funds opened new Fidus Investment positions in Q4 2013 and 7 closed out, a net change of +1 holder.
  • The largest Fidus Investment buyer in Q4 2013 was Regions Financial Corp, an estimated $2.16M added.
  • The largest Fidus Investment seller in Q4 2013 was Bank of New York Mellon, an estimated $2.38M sold.

Based on aggregated 13F filings for Q4 2013.