Confluence Investment Management’s Fidus Investment FDUS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-103,443	Closed	-$2.01M	–	262
2013 Q3	$2.01M	Sell	103,443 -29,823	-22%	-$579K	0.12%	144
2013 Q2	$2.49M	Buy	+133,266	New	+$2.49M	0.17%	135