State Street’s Fidus Investment FDUS Stock Holding History

State Street’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-19,500	Closed	-$300K	–	3732
2015 Q1	$300K	Sell	19,500 -42,176	-68%	-$668K	﹤0.01%	3442
2014 Q4	$916K	Buy	61,676 +1,300	+2%	+$20.9K	﹤0.01%	3283
2014 Q3	$996K	Sell	60,376 -1,000	-2%	-$18.4K	﹤0.01%	3262
2014 Q2	$1.26M	Sell	61,376 -181,421	-75%	-$3.38M	﹤0.01%	3201
2014 Q1	$4.69M	Buy	242,797 +9,554	+4%	+$196K	﹤0.01%	2601
2013 Q4	$5.07M	Sell	233,243 -94	-0%	-$1.92K	﹤0.01%	2572
2013 Q3	$4.53M	Buy	233,337 +6,650	+3%	+$128K	﹤0.01%	2588
2013 Q2	$4.24M	Buy	+226,687	New	+$4.19M	﹤0.01%	2556

Other funds holding FDUS

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

State Street's FDUS Position: Q2 2015 in Review

State Street sold out of Fidus Investment (FDUS) in Q2 2015, closing a stake of 19,500 shares — an estimated $300K sold.

State Street first reported a position in FDUS in Q2 2013 and held it in 8 quarters. The position peaked at $5.07M in Q4 2013. 43 funds tracked by Wall St. Rank hold FDUS as of Q2 2015.

State Street reported no remaining Fidus Investment position as of Q2 2015 after selling out during the quarter.
State Street sold 19,500 Fidus Investment shares in Q2 2015, an estimated $300K.
State Street first reported a position in Fidus Investment in Q2 2013 and held it in 8 quarters.
State Street's Fidus Investment position peaked at $5.07M in Q4 2013.
43 funds tracked by Wall St. Rank held Fidus Investment as of Q2 2015.

Based on State Street's 13F filing for Q2 2015, filed 13 Aug 2015.