We are live on ! Find out more
FDUS icon

Fidus Investment

56 hedge funds and large institutions have $70.6M invested in Fidus Investment in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 8

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

18% more capital invested

Capital invested by funds: $59.6M → $70.6M (+$11M)

8% more funds holding

Funds holding: 5256 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

70% less call options, than puts

Call options by funds: $239K | Put options by funds: $806K

Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
26
Reduced
8
Closed
5
Calls
$239K
Puts
$806K
Net Calls
-$567K
Net Calls Change
-$1.37M
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$12.5M +$478K +30,269 +4%
AAM
2
Advisors Asset Management
Colorado
$7.6M +$1.21M +76,688 +19%
UBS Group
3
UBS Group
Switzerland
$5.67M +$399K +25,287 +8%
YMRC
4
Yorktown Management & Research Company
Virginia
$5.59M -$316K -20,000 -5%
AM
5
Ares Management
California
$4.85M +$4.11M +260,001 +542%
WFI
6
West Family Investments
California
$4.72M -$1.1M -69,400 -23%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$4.63M +$571K +36,132 +14%
SG
8
StepStone Group
California
$4.1M
MC
9
Muzinich & Co
New York
$2.69M +$1.06M +66,835 +64%
BCM
10
Buckhead Capital Management
Georgia
$2.69M -$368K -23,275 -12%
BG
11
BlackRock Group
United Kingdom
$1.48M +$129K +8,178 +10%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.31M +$267K +16,896 +25%
GC
13
Guggenheim Capital
Illinois
$1.29M +$191K +12,108 +17%
Morgan Stanley
14
Morgan Stanley
New York
$1.27M +$457K +28,905 +56%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.14M -$123K -7,803 -10%
AR
16
Advisory Research
Illinois
$954K +$381K +24,135 +66%
SMDAM
17
Sumitomo Mitsui DS Asset Management
Japan
$880K +$367K +23,235 +71%
BTS
18
BB&T Securities
Virginia
$848K +$25.4K +1,610 +3%
NFA
19
Nuveen Fund Advisors
Illinois
$788K +$97.7K +6,185 +14%
Millennium Management
20
Millennium Management
New York
$621K +$175K +11,093 +39%
RJT
21
Raymond James Trust
Florida
$510K +$215K +13,621 +73%
BW
22
Bison Wealth
Georgia
$456K -$6.32K -400 -1%
MCM
23
McKinley Capital Management
Alaska
$438K +$47.5K +3,007 +12%
OC
24
Oppenheimer & Co
New York
$402K -$3.81K -241 -0.9%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$315K

FDUS Hedge Fund Activity: Q3 2016 in Review

56 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q3 2016, worth a combined $70.6M — up 18% from $59.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FDUS positions and 5 closed out — a net gain of 5 holders — while 26 added to existing stakes and 8 trimmed.

The largest buyer was Ares Management, adding an estimated $4.11M. The largest seller was West Family Investments, cutting an estimated $1.1M.

  • 56 institutional investors held Fidus Investment (FDUS) as of Q3 2016, up from 52 in Q2 2016.
  • Funds reported $70.6M of Fidus Investment stock for Q3 2016, up 18% quarter-over-quarter.
  • 10 funds opened new Fidus Investment positions in Q3 2016 and 5 closed out, a net change of +5 holders.
  • The largest Fidus Investment buyer in Q3 2016 was Ares Management, an estimated $4.11M added.
  • The largest Fidus Investment seller in Q3 2016 was West Family Investments, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2016.